-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IWIQ2/2VA/49+gjR5k+98MT3Z0yrNZLymkWU3GWef+4n+Edf64LTX3q+qTwOEfzD y0qVbWmmeKxU3XrJZWcjig== 0000350852-03-000020.txt : 20030214 0000350852-03-000020.hdr.sgml : 20030214 20030214112350 ACCESSION NUMBER: 0000350852-03-000020 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HICKMAN WILLIAM III CENTRAL INDEX KEY: 0001194481 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 5 MAIL ADDRESS: STREET 1: PO BOX 2947 CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST BANCORP INC /KY/ CENTRAL INDEX KEY: 0000350852 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 610979818 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31220 FILM NUMBER: 03563896 BUSINESS ADDRESS: STREET 1: 346 NORTH MAYO TRAIL CITY: PIKEVILLE STATE: KY ZIP: 41502 BUSINESS PHONE: (606)432-3206 MAIL ADDRESS: STREET 1: PO BOX 2947 STREET 2: 346 NORTH MAYO TRAIL CITY: PIKEVILLE STATE: KY ZIP: 41502-2947 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY TRUST BANCORP INC/ DATE OF NAME CHANGE: 19971124 5 1 hickman5.htm

FORM 5

ANNUAL STATEMENT OF

CHANGES IN BENEFICIAL OWNERSHIP

 

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Form 3 Holdings Reported

Form 4 Transactions Reported

  1. Name and Address of Reporting Person*

    2. (Last)

    Hickman III

    (First)

    William

    (Middle)

     

    (Street)

    346 North Mayo Trail

    (City)

    Pikeville

    (State)

    KY

    (Zip)

    41502-1492

     

     

  2. Issuer Name and Ticker or Trading Symbol

    3. (Issuer Name)

    Community Trust Bancorp, Inc.

    (Ticker or Trading Symbol)

    CTBI

  3. I.R.S. or Social Security Number of Reporting Person (Voluntary)

    4. (I.D. Number)

     

  4. Statement for Month/Day/Year

    5. (Month)

     December

    (Year)

    2002

     

     

  5. If Amendment, Date of Original (Month/Day/Year)

    6. (Month/Day)

     

    (Year)

     

  6. Relationship of Reporting Person(s) to Issuer (Check all applicable)

    7. X

    (Director)

     X

    (Officer, include title) Executive Vice President and Secretary

     

     

    (10% Owner)

     

    (Other, specify below)

     

     

  7. Individual or Joint/Group Filing (Check Applicable Line)

X

X

Form filed by One Reporting Person

 

Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security

(Instr. 3)

2.Transac-tion Date

(Month/

Day/Year)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed of ( D) (Instr. 3, 4, and 5)

5. Amount of Securities Beneficially Owned at End of Issuer's Fiscal Year

(Instr. 3 & 4)

6. Owner-ship Form: Direct (D) or Indirect (I)

(Instr. 4)

7. Nature of Indirect Beneficial Ownership

(Instr. 4)

Amount

(A) or (D)

Price

 Common Stock

 

 

 

 

 

201

D

 

Common Stock

 

 

 

 

 

1,866.123(1)

I

By ESOP

Common Stock

 

 

 

 

 

605.726(1)

I

By 401(k) Plan

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

 

FORM 5 (Continued)

Table II - Derivative Securities Acquired, Disposed of or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

 

 

 

 

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

 

4. Transaction Code (Instr.8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date (Month/Day/Year)

Code

(A)

(D)

Date Exercisable

Expiration Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Table II Continued - Derivative Securities Acquired, Disposed of or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

 

7. Title and Amount of Underlying Securities (Instr. 3 and 4)

8. Price of Derivative Security (Instr. 5)

9.Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Title

Amount or Number of Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses: (1) Between January 1, 2002, and December 31, 2002, the reporting person acquired 512.611 shares of CTBI common stock under the CTBI ESOP Plan and 131.694 shares of CTBI common stock under the CTBI 401(k) Plan.

**Intentional misstatements or omissions of facts constitute Federal /s/ William Hickman III-**Signature of Reporting Person 02/11/03-Date

Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually

signed. If space is insufficient, see Instructions 6 for procedure.

 

To view the actual filing form and general Instructions go to: http://www.sec.gov/divisions/corpfin/forms/form5.htm

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