0001225208-19-008039.txt : 20190515 0001225208-19-008039.hdr.sgml : 20190515 20190515133751 ACCESSION NUMBER: 0001225208-19-008039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Paula A CENTRAL INDEX KEY: 0001341161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 19826864 MAIL ADDRESS: STREET 1: 530 HERMAN O. WEST DRIVE CITY: EXTON STATE: PA ZIP: 19341 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2019-05-15 0000350797 EATON VANCE CORP EV 0001341161 Johnson Paula A TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Deferred Stock 0.0000 2019-05-15 4 A 0 29.0000 0.0000 A 2020-10-24 2020-10-24 Eaton Vance Corp. Non-voting Common Stock 29.0000 3401.0000 D Deferred Stock 0.0000 2019-05-15 4 A 0 27.0000 0.0000 A 2020-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 27.0000 3134.0000 D Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Mark J. Bumann, Attorney-in-fact 2019-05-15