0001225208-19-008030.txt : 20190515
0001225208-19-008030.hdr.sgml : 20190515
20190515114144
ACCESSION NUMBER: 0001225208-19-008030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190515
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGDON LEO I JR
CENTRAL INDEX KEY: 0001064587
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 19826229
MAIL ADDRESS:
STREET 1: 1700 LINCOLN STREET
STREET 2: 28TH FLOOR
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2019-05-15
0000350797
EATON VANCE CORP
EV
0001064587
HIGDON LEO I JR
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
4021.0000
D
Deferred Stock
0.0000
2019-05-15
4
A
0
27.0000
0.0000
A
2020-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
27.0000
3134.0000
D
Phantom Stock
0.0000
2019-05-15
4
A
0
25.0000
0.0000
A
Eaton Vance Corp. Non-voting Common Stock
25.0000
2885.0000
D
Option (right to buy)
24.4595
2011-11-01
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
6420.0000
6420.0000
D
Option (right to buy)
27.4950
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
4883.0000
4883.0000
D
Option (right to buy)
28.2270
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
5680.0000
D
Option (right to buy)
28.6858
2010-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4902.0000
4902.0000
D
Option (right to buy)
34.8400
2016-11-01
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
11777.0000
11777.0000
D
Option (right to buy)
36.7100
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
5737.0000
D
Option (right to buy)
36.7600
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
7451.0000
D
Option (right to buy)
41.9000
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
4045.0000
D
Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.
The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Mark J. Bumann, Attorney-in-fact
2019-05-15