0001225208-18-016979.txt : 20181220 0001225208-18-016979.hdr.sgml : 20181220 20181220205850 ACCESSION NUMBER: 0001225208-18-016979 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20181220 DATE AS OF CHANGE: 20181220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witkos Matthew J CENTRAL INDEX KEY: 0001402398 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 181247409 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 5 1 doc5.xml X0306 5 2018-10-31 0 1 0000350797 EATON VANCE CORP EV 0001402398 Witkos Matthew J TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Pres & CEO EV Distributors Inc Eaton Vance Corp. Non-voting Common Stock 2007-11-14 4 P 0 3.1104 48.2253 A 3.1104 D Eaton Vance Corp. Non-voting Common Stock 2008-02-12 4 P 0 9.4902 34.8222 A 12.6006 D Eaton Vance Corp. Non-voting Common Stock 2008-05-13 4 P 0 8.3043 39.9660 A 20.9049 D Eaton Vance Corp. Non-voting Common Stock 2008-08-12 4 P 0 8.7073 38.2599 A 29.6122 D Eaton Vance Corp. Non-voting Common Stock 2008-11-11 4 P 0 17.8851 19.3228 A 47.4973 D Eaton Vance Corp. Non-voting Common Stock 2009-02-10 4 P 0 16.3870 21.2583 A 7066.8843 D Eaton Vance Corp. Non-voting Common Stock 2009-05-18 4 P 0 12.6587 27.7201 A 27391.5430 D Eaton Vance Corp. Non-voting Common Stock 2009-08-17 4 P 0 12.1019 29.1574 A 26884.6449 D Eaton Vance Corp. Non-voting Common Stock 2009-11-16 4 P 0 12.0574 30.3697 A 43657.7023 D Eaton Vance Corp. Non-voting Common Stock 2010-02-16 4 P 0 12.4908 29.4705 A 46777.1931 D Eaton Vance Corp. Non-voting Common Stock 2010-05-11 4 P 0 11.0029 33.6375 A 47280.1960 D Eaton Vance Corp. Non-voting Common Stock 2010-08-16 4 P 0 12.8992 28.8289 A 47293.0952 D Eaton Vance Corp. Non-voting Common Stock 2010-11-11 4 P 0 13.6635 30.7886 A 61072.7587 D Eaton Vance Corp. Non-voting Common Stock 2011-02-14 4 P 0 0.0042 33.3333 A 62809.7629 D Eaton Vance Corp. Non-voting Common Stock 2011-05-10 4 P 0 0.0042 33.3333 A 63281.7671 D Eaton Vance Corp. Non-voting Common Stock 2011-08-15 4 P 0 0.0060 23.3333 A 62623.7731 D Eaton Vance Corp. Non-voting Common Stock 2011-11-16 4 P 0 0.0063 23.8095 A 90115.7794 D Eaton Vance Corp. Non-voting Common Stock 2012-02-13 4 P 0 0.0054 27.7778 A 95842.7848 D Eaton Vance Corp. Non-voting Common Stock 2012-05-16 4 P 0 0.0060 25.0000 A 96395.7908 D Eaton Vance Corp. Non-voting Common Stock 2012-08-13 4 P 0 0.0055 27.2727 A 95606.7963 D Eaton Vance Corp. Non-voting Common Stock 2012-11-15 4 P 0 0.0056 28.5714 A 133012.8019 D Eaton Vance Corp. Non-voting Common Stock 2012-12-21 4 P 0 0.0050 32.0000 A 133012.8069 D Eaton Vance Corp. Non-voting Common Stock 2013-05-16 4 P 0 0.0037 43.2432 A 133491.8106 D Eaton Vance Corp. Non-voting Common Stock 2013-08-12 4 P 0 0.0040 40.0000 A 133491.8146 D Eaton Vance Corp. Non-voting Common Stock 2013-11-14 4 P 0 287.3990 42.4920 A 159239.2136 D Eaton Vance Corp. Non-voting Common Stock 2014-02-13 4 P 0 411.0556 37.2061 A 158650.2692 D Eaton Vance Corp. Non-voting Common Stock 2014-05-14 4 P 0 418.5271 36.7580 A 159068.7963 D Eaton Vance Corp. Non-voting Common Stock 2014-08-13 4 P 0 425.8748 36.3400 A 159494.6711 D Eaton Vance Corp. Non-voting Common Stock 2014-11-13 4 P 0 423.8167 41.7472 A 178181.4878 D Eaton Vance Corp. Non-voting Common Stock 2015-02-11 4 P 0 540.2449 41.7984 A 178721.7327 D Option (right to buy) 24.4595 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 4088.0000 4088.0000 D Option (right to buy) 28.2270 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 33411.0000 33411.0000 D Option (right to buy) 28.6858 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 30673.0000 30673.0000 D Option (right to buy) 34.8400 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 127340.0000 127340.0000 D Option (right to buy) 36.7100 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 108580.0000 108580.0000 D Option (right to buy) 36.7600 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 105220.0000 105220.0000 D Option (right to buy) 41.9000 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 91760.0000 91760.0000 D Option (right to buy) 50.6700 2027-11-01 Eaton Vance Corp. Non-voting Common Stock 79660.0000 79660.0000 D All transactions reported in this Form 5 using Transaction Code P4 represent previously unreported acquisitions under broker-sponsored dividend reinvestment programs. As of October 31, 2018 (the most recent fiscal year end), the total number of shares directly owned was 194,531.8408, after giving effect to all of the transactions reported on this Form 5. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all direct holdings as of the date of the transaction being reported. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%. Mark J. Bumann, Attorney-in-fact 2018-12-20