0001225208-18-016979.txt : 20181220
0001225208-18-016979.hdr.sgml : 20181220
20181220205850
ACCESSION NUMBER: 0001225208-18-016979
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181031
FILED AS OF DATE: 20181220
DATE AS OF CHANGE: 20181220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Witkos Matthew J
CENTRAL INDEX KEY: 0001402398
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 181247409
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
5
1
doc5.xml
X0306
5
2018-10-31
0
1
0000350797
EATON VANCE CORP
EV
0001402398
Witkos Matthew J
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Pres & CEO EV Distributors Inc
Eaton Vance Corp. Non-voting Common Stock
2007-11-14
4
P
0
3.1104
48.2253
A
3.1104
D
Eaton Vance Corp. Non-voting Common Stock
2008-02-12
4
P
0
9.4902
34.8222
A
12.6006
D
Eaton Vance Corp. Non-voting Common Stock
2008-05-13
4
P
0
8.3043
39.9660
A
20.9049
D
Eaton Vance Corp. Non-voting Common Stock
2008-08-12
4
P
0
8.7073
38.2599
A
29.6122
D
Eaton Vance Corp. Non-voting Common Stock
2008-11-11
4
P
0
17.8851
19.3228
A
47.4973
D
Eaton Vance Corp. Non-voting Common Stock
2009-02-10
4
P
0
16.3870
21.2583
A
7066.8843
D
Eaton Vance Corp. Non-voting Common Stock
2009-05-18
4
P
0
12.6587
27.7201
A
27391.5430
D
Eaton Vance Corp. Non-voting Common Stock
2009-08-17
4
P
0
12.1019
29.1574
A
26884.6449
D
Eaton Vance Corp. Non-voting Common Stock
2009-11-16
4
P
0
12.0574
30.3697
A
43657.7023
D
Eaton Vance Corp. Non-voting Common Stock
2010-02-16
4
P
0
12.4908
29.4705
A
46777.1931
D
Eaton Vance Corp. Non-voting Common Stock
2010-05-11
4
P
0
11.0029
33.6375
A
47280.1960
D
Eaton Vance Corp. Non-voting Common Stock
2010-08-16
4
P
0
12.8992
28.8289
A
47293.0952
D
Eaton Vance Corp. Non-voting Common Stock
2010-11-11
4
P
0
13.6635
30.7886
A
61072.7587
D
Eaton Vance Corp. Non-voting Common Stock
2011-02-14
4
P
0
0.0042
33.3333
A
62809.7629
D
Eaton Vance Corp. Non-voting Common Stock
2011-05-10
4
P
0
0.0042
33.3333
A
63281.7671
D
Eaton Vance Corp. Non-voting Common Stock
2011-08-15
4
P
0
0.0060
23.3333
A
62623.7731
D
Eaton Vance Corp. Non-voting Common Stock
2011-11-16
4
P
0
0.0063
23.8095
A
90115.7794
D
Eaton Vance Corp. Non-voting Common Stock
2012-02-13
4
P
0
0.0054
27.7778
A
95842.7848
D
Eaton Vance Corp. Non-voting Common Stock
2012-05-16
4
P
0
0.0060
25.0000
A
96395.7908
D
Eaton Vance Corp. Non-voting Common Stock
2012-08-13
4
P
0
0.0055
27.2727
A
95606.7963
D
Eaton Vance Corp. Non-voting Common Stock
2012-11-15
4
P
0
0.0056
28.5714
A
133012.8019
D
Eaton Vance Corp. Non-voting Common Stock
2012-12-21
4
P
0
0.0050
32.0000
A
133012.8069
D
Eaton Vance Corp. Non-voting Common Stock
2013-05-16
4
P
0
0.0037
43.2432
A
133491.8106
D
Eaton Vance Corp. Non-voting Common Stock
2013-08-12
4
P
0
0.0040
40.0000
A
133491.8146
D
Eaton Vance Corp. Non-voting Common Stock
2013-11-14
4
P
0
287.3990
42.4920
A
159239.2136
D
Eaton Vance Corp. Non-voting Common Stock
2014-02-13
4
P
0
411.0556
37.2061
A
158650.2692
D
Eaton Vance Corp. Non-voting Common Stock
2014-05-14
4
P
0
418.5271
36.7580
A
159068.7963
D
Eaton Vance Corp. Non-voting Common Stock
2014-08-13
4
P
0
425.8748
36.3400
A
159494.6711
D
Eaton Vance Corp. Non-voting Common Stock
2014-11-13
4
P
0
423.8167
41.7472
A
178181.4878
D
Eaton Vance Corp. Non-voting Common Stock
2015-02-11
4
P
0
540.2449
41.7984
A
178721.7327
D
Option (right to buy)
24.4595
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
4088.0000
4088.0000
D
Option (right to buy)
28.2270
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
33411.0000
33411.0000
D
Option (right to buy)
28.6858
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
30673.0000
30673.0000
D
Option (right to buy)
34.8400
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
127340.0000
127340.0000
D
Option (right to buy)
36.7100
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
108580.0000
108580.0000
D
Option (right to buy)
36.7600
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
105220.0000
105220.0000
D
Option (right to buy)
41.9000
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
91760.0000
91760.0000
D
Option (right to buy)
50.6700
2027-11-01
Eaton Vance Corp. Non-voting Common Stock
79660.0000
79660.0000
D
All transactions reported in this Form 5 using Transaction Code P4 represent previously unreported acquisitions under broker-sponsored dividend reinvestment programs.
As of October 31, 2018 (the most recent fiscal year end), the total number of shares directly owned was 194,531.8408, after giving effect to all of the transactions reported on this Form 5. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all direct holdings as of the date of the transaction being reported.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
Mark J. Bumann, Attorney-in-fact
2018-12-20