SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
  
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
 Form 3 Holdings Reported.
X
 Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Witkos Matthew J
(Last) (First) (Middle)
TWO INTERNATIONAL PLACE
EATON VANCE
(Street)
BOSTON MA 02110
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EATON VANCE CORP [ EV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Pres & CEO EV Distributors Inc
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
10/31/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Eaton Vance Corp. Non-voting Common Stock 05/14/2015 P4 552.4721 A $41.1178 179,274.2048(1) D
Eaton Vance Corp. Non-voting Common Stock 08/13/2015 P4 598.4449 A $38.1899 179,872.6497(1) D
Eaton Vance Corp. Non-voting Common Stock 11/16/2015 P4 673.0848 A $36.2278 202,808.7345(1) D
Eaton Vance Corp. Non-voting Common Stock 02/16/2016 P4 1,116.3696 A $28.9689 203,925.1041(1) D
Eaton Vance Corp. Non-voting Common Stock 05/16/2016 P4 944.1875 A $34.565 204,869.2916(1) D
Eaton Vance Corp. Non-voting Common Stock 08/16/2016 P4 849.5492 A $38.71 205,718.8408(1) D
Eaton Vance Corp. Non-voting Common Stock 12/07/2017 G4 3,000 D $0.0000 221,881.8408(1) D
Eaton Vance Corp. Non-voting Common Stock 08/09/2013 P 11 A $40.991 11(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 11/13/2013 P4 12 A $42.47 23(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 02/12/2014 P4 14 A $36.782 37(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 05/13/2014 P4 14 A $36.806 51(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 08/12/2014 P4 14 A $36.198 65(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 11/12/2014 P4 14 A $42.002 79(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 02/10/2015 P4 14 A $41.314 93(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 05/13/2015 P4 15 A $40.666 108(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 08/12/2015 P4 15 A $38.157 123(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 11/13/2015 P4 17 A $36.758 140(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 02/12/2016 P4 23 A $27.54 163(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 05/13/2016 P4 19 A $34.667 182(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 08/15/2016 P4 17 A $38.776 199(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 11/15/2016 P4 18 A $39.559 217(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 02/15/2017 P4 16 A $42.902 233(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 05/15/2017 P4 16 A $44.755 249(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 08/15/2017 P4 15 A $48.1527 264(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 11/15/2017 P4 15 A $50.6508 279(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 02/15/2018 P4 15 A $54.0579 294(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 05/15/2018 P4 14 A $56.8564 308(2) I By Trust
Eaton Vance Corp. Non-voting Common Stock 08/15/2018 P4 15 A $52.7533 323(2) I By Trust
Voting Trust Receipt 18,623 D
Eaton Vance Corp. Common Stock (Voting) 18,623(3) I By Voting Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. As of October 31, 2018 (the most recent fiscal year end), the total number of shares directly owned was 194,531.8408, after giving effect to all of the transactions reported on this Form 5. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all direct holdings as of the date of the transaction being reported.
2. As of October 31, 2018, the total number of shares indirectly owned (by the Trust) was 2,673 after giving effect to all of the transactions reported on this Form 5. This number includes 2,350 shares previously reported as directly owned. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all indirect holdings as of the date of the transaction being reported.
3. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Remarks:
No changes to previously reported Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned. Multiple Forms Submitted
Mark J. Bumann, Attorney-in-fact 12/20/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.