0001225208-18-016978.txt : 20181220 0001225208-18-016978.hdr.sgml : 20181220 20181220205850 ACCESSION NUMBER: 0001225208-18-016978 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20181220 DATE AS OF CHANGE: 20181220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witkos Matthew J CENTRAL INDEX KEY: 0001402398 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 181247410 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 5 1 doc5.xml X0306 5 2018-10-31 0 1 0000350797 EATON VANCE CORP EV 0001402398 Witkos Matthew J TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Pres & CEO EV Distributors Inc Eaton Vance Corp. Non-voting Common Stock 2015-05-14 4 P 0 552.4721 41.1178 A 179274.2048 D Eaton Vance Corp. Non-voting Common Stock 2015-08-13 4 P 0 598.4449 38.1899 A 179872.6497 D Eaton Vance Corp. Non-voting Common Stock 2015-11-16 4 P 0 673.0848 36.2278 A 202808.7345 D Eaton Vance Corp. Non-voting Common Stock 2016-02-16 4 P 0 1116.3696 28.9689 A 203925.1041 D Eaton Vance Corp. Non-voting Common Stock 2016-05-16 4 P 0 944.1875 34.5650 A 204869.2916 D Eaton Vance Corp. Non-voting Common Stock 2016-08-16 4 P 0 849.5492 38.7100 A 205718.8408 D Eaton Vance Corp. Non-voting Common Stock 2017-12-07 4 G 0 3000.0000 0.0000 D 221881.8408 D Eaton Vance Corp. Non-voting Common Stock 2013-08-09 5 P 0 11.0000 40.9910 A 11.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2013-11-13 4 P 0 12.0000 42.4700 A 23.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2014-02-12 4 P 0 14.0000 36.7820 A 37.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2014-05-13 4 P 0 14.0000 36.8060 A 51.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2014-08-12 4 P 0 14.0000 36.1980 A 65.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2014-11-12 4 P 0 14.0000 42.0020 A 79.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2015-02-10 4 P 0 14.0000 41.3140 A 93.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2015-05-13 4 P 0 15.0000 40.6660 A 108.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2015-08-12 4 P 0 15.0000 38.1570 A 123.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2015-11-13 4 P 0 17.0000 36.7580 A 140.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2016-02-12 4 P 0 23.0000 27.5400 A 163.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2016-05-13 4 P 0 19.0000 34.6670 A 182.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2016-08-15 4 P 0 17.0000 38.7760 A 199.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2016-11-15 4 P 0 18.0000 39.5590 A 217.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2017-02-15 4 P 0 16.0000 42.9020 A 233.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2017-05-15 4 P 0 16.0000 44.7550 A 249.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2017-08-15 4 P 0 15.0000 48.1527 A 264.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2017-11-15 4 P 0 15.0000 50.6508 A 279.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2018-02-15 4 P 0 15.0000 54.0579 A 294.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2018-05-15 4 P 0 14.0000 56.8564 A 308.0000 I By Trust Eaton Vance Corp. Non-voting Common Stock 2018-08-15 4 P 0 15.0000 52.7533 A 323.0000 I By Trust Voting Trust Receipt 18623.0000 D Eaton Vance Corp. Common Stock (Voting) 18623.0000 I By Voting Trust As of October 31, 2018 (the most recent fiscal year end), the total number of shares directly owned was 194,531.8408, after giving effect to all of the transactions reported on this Form 5. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all direct holdings as of the date of the transaction being reported. As of October 31, 2018, the total number of shares indirectly owned (by the Trust) was 2,673 after giving effect to all of the transactions reported on this Form 5. This number includes 2,350 shares previously reported as directly owned. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all indirect holdings as of the date of the transaction being reported. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. No changes to previously reported Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned. Multiple Forms Submitted Mark J. Bumann, Attorney-in-fact 2018-12-20