0001225208-18-015187.txt : 20181105
0001225208-18-015187.hdr.sgml : 20181105
20181105171514
ACCESSION NUMBER: 0001225208-18-015187
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181101
FILED AS OF DATE: 20181105
DATE AS OF CHANGE: 20181105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Langstraat Brian D.
CENTRAL INDEX KEY: 0001613817
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 181160736
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2018-11-01
0000350797
EATON VANCE CORP
EV
0001613817
Langstraat Brian D.
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2018-11-01
4
A
0
34890.0000
0.0000
A
159632.0000
D
Eaton Vance Corp. Non-voting Common Stock
2018-11-01
4
A
0
6527.0000
0.0000
A
166159.0000
D
Eaton Vance Corp. Non-voting Common Stock
2018-11-01
4
A
0
4215.0000
0.0000
A
170374.0000
D
Eaton Vance Corp. Non-voting Common Stock
2018-11-01
4
F
0
6801.0000
0.0000
D
163573.0000
D
Voting Trust Receipt
27854.0000
D
Eaton Vance Corp. Common Stock (Voting)
27854.0000
I
By Voting Trust
Option (right to buy)
45.5000
2018-11-01
4
A
0
171759.0000
0.0000
A
2028-11-01
Eaton Vance Corp. Non-voting Common Stock
171759.0000
171759.0000
D
Option (right to buy)
24.4596
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
20799.0000
20799.0000
D
Option (right to buy)
27.4951
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
17582.0000
17582.0000
D
Option (right to buy)
28.2271
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
16475.0000
16475.0000
D
Option (right to buy)
28.6858
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
17643.0000
17643.0000
D
Option (right to buy)
34.8400
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
190960.0000
190960.0000
D
Option (right to buy)
36.7100
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
54500.0000
54500.0000
D
Option (right to buy)
36.7600
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
149020.0000
149020.0000
D
Option (right to buy)
41.9000
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
16620.0000
16620.0000
D
Option (right to buy)
50.6700
2027-11-01
Eaton Vance Corp. Non-voting Common Stock
131320.0000
131320.0000
D
Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.
Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
Mark J. Bumann, Attorney-in-fact
2018-11-05