0001225208-18-015157.txt : 20181105
0001225208-18-015157.hdr.sgml : 20181105
20181105110351
ACCESSION NUMBER: 0001225208-18-015157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181101
FILED AS OF DATE: 20181105
DATE AS OF CHANGE: 20181105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN ANN E
CENTRAL INDEX KEY: 0001349408
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 181159177
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER NAME:
FORMER CONFORMED NAME: Berman Ann E
DATE OF NAME CHANGE: 20060111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2018-11-01
0000350797
EATON VANCE CORP
EV
0001349408
BERMAN ANN E
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2018-11-01
4
M
0
2112.0000
0.0000
A
2112.0000
D
Eaton Vance Corp. Non-voting Common Stock
2018-11-01
4
D
0
2112.0000
45.5000
D
0.0000
D
Deferred Stock
0.0000
2018-11-01
4
A
0
3077.0000
0.0000
A
2020-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
3077.0000
3077.0000
D
Phantom Stock
0.0000
2018-11-01
4
A
0
16.0000
0.0000
A
2018-11-01
2018-11-01
Eaton Vance Corp. Non-voting Common Stock
16.0000
2112.0000
D
Phantom Stock
0.0000
2018-11-01
4
M
0
2112.0000
0.0000
D
2018-11-01
2018-11-01
Eaton Vance Corp. Non-voting Common Stock
2112.0000
0.0000
D
Option (right to buy)
34.8400
2016-11-01
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
11777.0000
11777.0000
D
Option (right to buy)
41.9000
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
4045.0000
D
Phantom Stock
0.0000
Eaton Vance Corp. Non-voting Common Stock
2811.0000
2811.0000
D
Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Mark J. Bumann, Attorney-in-fact
2018-11-03