0001225208-18-012672.txt : 20180816 0001225208-18-012672.hdr.sgml : 20180816 20180816135555 ACCESSION NUMBER: 0001225208-18-012672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180816 DATE AS OF CHANGE: 20180816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spillane Richard A Jr. CENTRAL INDEX KEY: 0001462656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 181023004 MAIL ADDRESS: STREET 1: EATON VANCE CORP. STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2018-08-15 0000350797 EATON VANCE CORP EV 0001462656 Spillane Richard A Jr. TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Phantom Stock 0.0000 2018-08-15 4 A 0 17.0000 0.0000 A Eaton Vance Corp. Non-voting Common Stock 17.0000 2811.0000 D Phantom Stock 0.0000 2018-08-15 4 A 0 12.0000 0.0000 A 2018-11-01 2018-11-01 Eaton Vance Corp. Non-voting Common Stock 12.0000 2096.0000 D Option (right to buy) 24.4595 2011-11-01 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 6420.0000 6420.0000 D Option (right to buy) 25.8845 2009-04-15 2019-04-15 Eaton Vance Corp. Non-voting Common Stock 4441.0000 4441.0000 D Option (right to buy) 27.4950 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4883.0000 4883.0000 D Option (right to buy) 28.2270 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 5680.0000 D Option (right to buy) 28.6858 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4902.0000 4902.0000 D Option (right to buy) 34.8400 2016-11-01 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 11777.0000 11777.0000 D Option (right to buy) 36.7100 2014-11-03 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 5737.0000 5737.0000 D Option (right to buy) 36.7600 2015-11-02 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 7451.0000 7451.0000 D Option (right to buy) 41.9000 2013-11-01 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 4045.0000 4045.0000 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Mark J. Bumann, Attorney-in-fact 2018-08-16