0001225208-18-003114.txt : 20180216
0001225208-18-003114.hdr.sgml : 20180216
20180216143027
ACCESSION NUMBER: 0001225208-18-003114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180216
DATE AS OF CHANGE: 20180216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGDON LEO I JR
CENTRAL INDEX KEY: 0001064587
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 18620687
MAIL ADDRESS:
STREET 1: 1700 LINCOLN STREET
STREET 2: 28TH FLOOR
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2018-02-15
0000350797
EATON VANCE CORP
EV
0001064587
HIGDON LEO I JR
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2017-12-05
5
G
0
740.0000
0.0000
D
4021.0000
D
Phantom Stock
0.0000
2018-02-15
4
A
0
15.0000
0.0000
A
Eaton Vance Corp. Non-voting Common Stock
15.0000
2778.0000
D
Phantom Stock
0.0000
2018-02-15
4
A
0
11.0000
0.0000
A
2018-11-01
2018-11-01
Eaton Vance Corp. Non-voting Common Stock
11.0000
2072.0000
D
Option (right to buy)
21.4631
2008-11-03
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
5943.0000
5943.0000
D
Option (right to buy)
24.4595
2011-11-01
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
6420.0000
6420.0000
D
Option (right to buy)
27.4950
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
4883.0000
4883.0000
D
Option (right to buy)
28.2270
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
5680.0000
D
Option (right to buy)
28.6858
2010-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4902.0000
4902.0000
D
Option (right to buy)
34.8400
2016-11-01
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
11777.0000
11777.0000
D
Option (right to buy)
36.7100
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
5737.0000
D
Option (right to buy)
36.7600
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
7451.0000
D
Option (right to buy)
41.9000
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
4045.0000
D
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
Diane M. Tracey, Attorney-in-fact
2018-02-16