0001225208-17-017025.txt : 20171107
0001225208-17-017025.hdr.sgml : 20171107
20171107100834
ACCESSION NUMBER: 0001225208-17-017025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171103
FILED AS OF DATE: 20171107
DATE AS OF CHANGE: 20171107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWAFFIELD PAYSON F
CENTRAL INDEX KEY: 0001225381
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 171182045
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2017-11-03
0000350797
EATON VANCE CORP
EV
0001225381
SWAFFIELD PAYSON F
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Income Officer
Eaton Vance Corp. Non-voting Common Stock
2017-11-03
4
F
0
4320.0000
51.0700
D
686050.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-11-03
4
F
0
4513.0000
51.0700
D
681537.0000
D
Voting Trust Receipt
18623.0000
D
Eaton Vance Corp. Common Stock (Voting)
18623.0000
I
By Voting Trust
Option (right to buy)
21.4631
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
73154.0000
73154.0000
D
Option (right to buy)
24.4595
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
142741.0000
142741.0000
D
Option (right to buy)
27.4950
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
62253.0000
62253.0000
D
Option (right to buy)
28.2270
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
144954.0000
144954.0000
D
Option (right to buy)
28.6858
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
85776.0000
85776.0000
D
Option (right to buy)
34.8400
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
212180.0000
212180.0000
D
Option (right to buy)
36.7100
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
187600.0000
187600.0000
D
Option (right to buy)
36.7600
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
177120.0000
177120.0000
D
Option (right to buy)
41.9000
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
126020.0000
126020.0000
D
Option (right to buy)
50.6700
2027-11-01
Eaton Vance Corp. Non-voting Common Stock
130720.0000
130720.0000
D
Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
Diane M. Tracey, Attorney-in-fact
2017-11-07