0001225208-17-016967.txt : 20171106 0001225208-17-016967.hdr.sgml : 20171106 20171106111710 ACCESSION NUMBER: 0001225208-17-016967 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171102 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEALE JEFFREY P CENTRAL INDEX KEY: 0001225358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 171178719 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2017-11-02 0000350797 EATON VANCE CORP EV 0001225358 BEALE JEFFREY P TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Administrative Officer Eaton Vance Corp. Non-voting Common Stock 2017-11-02 4 F 0 838.0000 51.0400 D 366357.3200 D Voting Trust Receipt 29389.0000 D Eaton Vance Corp. Common Stock (Voting) 29389.0000 I By Voting Trust Option (right to buy) 24.4595 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 47089.0000 47089.0000 D Option (right to buy) 27.4950 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 35410.0000 35410.0000 D Option (right to buy) 28.2270 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 44999.0000 44999.0000 D Option (right to buy) 28.6850 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 31987.0000 31987.0000 D Option (right to buy) 34.8400 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 57460.0000 57460.0000 D Option (right to buy) 36.7100 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 52560.0000 52560.0000 D Option (right to buy) 36.7600 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 52320.0000 52320.0000 D Option (right to buy) 41.9000 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 35860.0000 35860.0000 D Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%. Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Diane M. Tracey, Attorney-in-fact 2017-11-06