0001225208-17-016886.txt : 20171103
0001225208-17-016886.hdr.sgml : 20171103
20171103135952
ACCESSION NUMBER: 0001225208-17-016886
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171101
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Witkos Matthew J
CENTRAL INDEX KEY: 0001402398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 171175812
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2017-11-01
0000350797
EATON VANCE CORP
EV
0001402398
Witkos Matthew J
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Pres & CEO EV Distributors Inc
Eaton Vance Corp. Non-voting Common Stock
2017-11-01
4
A
0
25460.0000
0.0000
A
231185.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-11-01
4
F
0
1198.0000
50.6700
D
229987.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-11-01
4
F
0
5031.0000
50.6700
D
224956.0000
D
Voting Trust Receipt
18623.0000
D
Eaton Vance Corp. Common Stock (Voting)
18623.0000
I
By Voting Trust
Option (right to buy)
50.6700
2017-11-01
4
A
0
79660.0000
0.0000
A
2027-11-01
Eaton Vance Corp. Non-voting Common Stock
79660.0000
79660.0000
D
Option (right to buy)
24.4595
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
4088.0000
4088.0000
D
Option (right to buy)
28.2270
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
33411.0000
33411.0000
D
Option (right to buy)
28.6858
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
30673.0000
30673.0000
D
Option (right to buy)
34.8400
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
127340.0000
127340.0000
D
Option (right to buy)
36.7100
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
108580.0000
108580.0000
D
Option (right to buy)
36.7600
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
105220.0000
105220.0000
D
Option (right to buy)
41.9000
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
91760.0000
91760.0000
D
Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.
Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Mark J. Bumann, Attorney-in-fact
2017-11-03