0001225208-17-015488.txt : 20171002 0001225208-17-015488.hdr.sgml : 20171002 20171002110729 ACCESSION NUMBER: 0001225208-17-015488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170928 FILED AS OF DATE: 20171002 DATE AS OF CHANGE: 20171002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUHY DOROTHY E CENTRAL INDEX KEY: 0001200493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 171113466 MAIL ADDRESS: STREET 1: DANA FARBER CANCER INSTITUTE STREET 2: 44 BINNEY STREET, RM. D1632 CITY: BOSTON STATE: MA ZIP: 02115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2017-09-28 0000350797 EATON VANCE CORP EV 0001200493 PUHY DOROTHY E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2017-09-28 4 M 0 6865.0000 47.2305 A 18775.0000 D Eaton Vance Corp. Non-voting Common Stock 2017-09-28 4 S 0 6495.0000 49.3758 D 12280.0000 D Option (right to buy) 47.2305 2017-09-28 4 M 0 6865.0000 0.0000 D 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6865.0000 0.0000 D Option (right to buy) 24.4595 2011-11-01 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 6420.0000 6420.0000 D Option (right to buy) 28.2270 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 5680.0000 D Option (right to buy) 28.6850 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4902.0000 4902.0000 D Option (right to buy) 34.8400 2016-11-01 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 11777.0000 11777.0000 D Option (right to buy) 36.7100 2014-11-03 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 5737.0000 5737.0000 D Option (right to buy) 36.7600 2015-11-02 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 7451.0000 7451.0000 D Option (right to buy) 41.9000 2013-11-01 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 4045.0000 4045.0000 D Phantom Stock 0.0000 2018-11-01 2018-11-01 Eaton Vance Corp. Non-voting Common Stock 2048.0000 2048.0000 D Phantom Stock 0.0000 2017-11-02 2017-11-02 Eaton Vance Corp. Non-voting Common Stock 1577.0000 1577.0000 D Shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Diane M. Tracey, Attorney-in-fact 2017-09-29