0001225208-17-015367.txt : 20170928 0001225208-17-015367.hdr.sgml : 20170928 20170928153321 ACCESSION NUMBER: 0001225208-17-015367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170927 FILED AS OF DATE: 20170928 DATE AS OF CHANGE: 20170928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WINTHROP H JR CENTRAL INDEX KEY: 0001287807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 171107327 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2017-09-27 0000350797 EATON VANCE CORP EV 0001287807 SMITH WINTHROP H JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2017-09-27 4 M 0 6865.0000 47.2305 A 15865.0000 D Eaton Vance Corp. Non-voting Common Stock 2017-09-27 4 S 0 6865.0000 48.9099 D 9000.0000 D Option (right to buy) 47.2305 2017-09-27 4 M 0 6865.0000 0.0000 D 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6865.0000 0.0000 D Option (right to buy) 34.8400 2016-11-01 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 11777.0000 11777.0000 D Option (right to buy) 36.7100 2014-11-03 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 5737.0000 5737.0000 D Option (right to buy) 36.7600 2015-11-02 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 7451.0000 7451.0000 D Option (right to buy) 41.9000 2013-11-01 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 4045.0000 4045.0000 D Phantom Stock 0.0000 2018-11-01 2018-11-01 Eaton Vance Corp. Non-voting Common Stock 2048.0000 2048.0000 D Phantom Stock 0.0000 2017-11-02 2017-11-02 Eaton Vance Corp. Non-voting Common Stock 1577.0000 1577.0000 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Diane M. Tracey, Attorney-in-fact 2017-09-28