0001225208-17-014449.txt : 20170901
0001225208-17-014449.hdr.sgml : 20170901
20170901114110
ACCESSION NUMBER: 0001225208-17-014449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170831
FILED AS OF DATE: 20170901
DATE AS OF CHANGE: 20170901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marius Frederick S
CENTRAL INDEX KEY: 0001417861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 171065410
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2017-08-31
0000350797
EATON VANCE CORP
EV
0001417861
Marius Frederick S
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Legal Officer
Eaton Vance Corp. Non-voting Common Stock
2017-08-31
4
M
0
8915.0000
47.2305
A
30955.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-08-31
4
S
0
8915.0000
47.5515
D
22040.0000
D
Voting Trust Receipt
18623.0000
D
Eaton Vance Corp. Common Stock (Voting)
18623.0000
I
By Voting Trust
Option (right to buy)
47.2305
2017-08-31
4
M
0
8915.0000
0.0000
D
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
8915.0000
0.0000
D
Option (right to buy)
24.4595
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
4088.0000
4088.0000
D
Option (right to buy)
28.2270
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
8668.0000
8668.0000
D
Option (right to buy)
28.6858
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
3486.0000
3486.0000
D
Option (right to buy)
34.8400
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
34600.0000
34600.0000
D
Option (right to buy)
36.7100
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
24525.0000
24525.0000
D
Option (right to buy)
36.7600
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
28602.0000
28602.0000
D
Option (right to buy)
41.9000
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
12628.0000
12628.0000
D
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Mark J. Bumann, Attorney-in-fact
2017-09-01