0001225208-16-041184.txt : 20161104 0001225208-16-041184.hdr.sgml : 20161104 20161104132946 ACCESSION NUMBER: 0001225208-16-041184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161102 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HYLTON LAURIE G CENTRAL INDEX KEY: 0001245652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 161974541 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml X0306 4 2016-11-02 0000350797 EATON VANCE CORP EV 0001245652 HYLTON LAURIE G TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Financial Officer Eaton Vance Corp. Non-voting Common Stock 2016-11-02 4 A 0 11600.0000 0.0000 A 187096.0000 D Eaton Vance Corp. Non-voting Common Stock 2016-11-02 4 F 0 377.0000 34.6000 D 186719.0000 D Voting Trust Receipt 18623.0000 D Eaton Vance Corp. Non-voting Common Stock 9080.0000 I By Custodian For Children Eaton Vance Corp. Common Stock (Voting) 18623.0000 I By Voting Trust Option (right to buy) 47.2305 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 19672.0000 19672.0000 D Option (right to buy) 28.6858 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 10594.0000 10594.0000 D Option (right to buy) 24.4595 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 11455.0000 11455.0000 D Option (right to buy) 28.2270 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 20861.0000 20861.0000 D Option (right to buy) 41.9000 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 32240.0000 32240.0000 D Option (right to buy) 34.8400 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 58380.0000 58380.0000 D Option (right to buy) 27.4950 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 11722.0000 11722.0000 D Option (right to buy) 36.7600 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 51000.0000 51000.0000 D Option (right to buy) 21.4631 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 13730.0000 13730.0000 D Option (right to buy) 36.7100 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 51360.0000 51360.0000 D Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan. Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Diane M. Tracey, Attorney-in-fact 2016-11-04