0001225208-16-033288.txt : 20160513
0001225208-16-033288.hdr.sgml : 20160513
20160513143232
ACCESSION NUMBER: 0001225208-16-033288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160513
FILED AS OF DATE: 20160513
DATE AS OF CHANGE: 20160513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PUHY DOROTHY E
CENTRAL INDEX KEY: 0001200493
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 161647629
MAIL ADDRESS:
STREET 1: DANA FARBER CANCER INSTITUTE
STREET 2: 44 BINNEY STREET, RM. D1632
CITY: BOSTON
STATE: MA
ZIP: 02115
4
1
doc4.xml
X0306
4
2016-05-13
0000350797
EATON VANCE CORP
EV
0001200493
PUHY DOROTHY E
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
7590.0000
D
Phantom Stock
0.0000
2016-05-13
4
A
0
12.0000
0.0000
A
2017-11-02
2017-11-02
Eaton Vance Corp. Non-voting Common Stock
12.0000
1523.0000
D
Phantom Stock
0.0000
2016-05-13
4
A
0
11.0000
0.0000
A
2016-11-03
2016-11-03
Eaton Vance Corp. Non-voting Common Stock
11.0000
1426.0000
D
Option (right to buy)
29.3885
2006-11-01
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
8197.0000
8197.0000
D
Option (right to buy)
47.2305
2007-11-01
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
6865.0000
6865.0000
D
Option (right to buy)
28.6850
2010-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4902.0000
4902.0000
D
Option (right to buy)
24.4595
2011-11-01
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
6420.0000
6420.0000
D
Option (right to buy)
28.2270
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
5680.0000
D
Option (right to buy)
41.9000
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
4045.0000
D
Option (right to buy)
27.4950
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
4883.0000
4883.0000
D
Option (right to buy)
36.7600
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
7451.0000
D
Option (right to buy)
36.7100
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
5737.0000
D
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
ex24.txt
Kelly Riley, Attorney-in-fact
2016-05-13
EX-24
2
ex24.txt
LIMITED POWER OF ATTORNEY FOR EATON VANCE CORP. COMMON STOCK SECTION 16(a)
FILINGS
Know all by these presents, that the undersigned hereby constitutes and appoints
each of Paul O'Neil, Victoria Crane, Gail Dowd, Mary Pollard, Kelly Riley and
Stephanie McEvoy signing singly, and with full power of substitution, the
undersigned?s true and lawful attorney-in-fact to: (1) Execute for and on behalf
of and in the name of the undersigned, in the undersigned's capacity as an
officer, director and/or stockholder of Eaton Vance Corp. (the "Company") Forms
3, 4, and 5 and amendments thereto regarding Common Stock of the Company in
accordance with Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder; (2) Do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and execute any such
Form 3, 4, or 5 or amendment thereto and timely file such form with the U.S.
Securities and Exchange Commission (the "SEC") and any stock exchange or similar
authority; and (3) Take any other action of any type whatsoever which, in the
opinion of such attorney-in-fact, may be necessary or desirable in connection
with the foregoing authority, it being understood that the documents executed by
such attorney-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions as
such attorney-in-fact may approve. The undersigned hereby grants to each such
attorney-in-fact full power and authority to do and perform any and every act
and thing whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with full
power of substitution or revocation, hereby ratifying and confirming all that
such attorney-in-fact, or such attorney-in-facts substitute or substitutes,
shall lawfully do or cause to be done by virtue of this Power of Attorney and
the rights and powers herein granted. The undersigned further ratifies and
confirms all filings of Forms 3, 4 and 5 made prior to the date hereof on behalf
of the undersigned by each prior attorney-in-fact or employee of the Company
who executed such forms. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934 and the rules thereunder. This Power of Attorney shall
remain in full force and effect until the undersigned is no longer required to
file Forms 3, 4, and 5 with respect to the undersigned's holdings of and
transaction in Common Stock of the Company, unless earlier revoked by the
undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
This Power of Attorney may be filed with the SEC as a confirming statement of
the authority granted herein.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 13th day of April 2016.
/s/ Dorothy E. Puhy
Dorothy E. Puhy