0001225208-15-020873.txt : 20151113
0001225208-15-020873.hdr.sgml : 20151113
20151113153211
ACCESSION NUMBER: 0001225208-15-020873
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151113
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WINTHROP H JR
CENTRAL INDEX KEY: 0001287807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 151228925
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
doc4.xml
X0306
4
2015-11-13
0000350797
EATON VANCE CORP
EV
0001287807
SMITH WINTHROP H JR
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
6000.0000
D
Phantom Stock
0.0000
2015-11-13
4
A
0
11.0000
0.0000
A
2016-11-03
2016-11-03
Eaton Vance Corp. Non-voting Common Stock
11.0000
1401.0000
D
Option (right to buy)
29.3885
2006-11-01
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
8197.0000
8197.0000
D
Option (right to buy)
47.2305
2007-11-01
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
6865.0000
6865.0000
D
Option (right to buy)
28.6858
2010-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4902.0000
4902.0000
D
Option (right to buy)
24.4595
2011-11-01
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
6420.0000
6420.0000
D
Option (right to buy)
28.2270
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
5680.0000
D
Option (right to buy)
41.9000
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
4045.0000
D
Option (right to buy)
27.4950
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
4883.0000
4883.0000
D
Option (right to buy)
36.7600
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
7451.0000
D
Option (right to buy)
21.4631
2008-11-03
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
5943.0000
5943.0000
D
Option (right to buy)
36.7100
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
5737.0000
D
Phantom Stock
0.0000
2017-11-02
2017-11-02
Eaton Vance Corp. Non-voting Common Stock
1496.0000
1496.0000
D
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
Stephanie A. McEvoy, Attorney-in-fact
2015-11-13