0001225208-15-020435.txt : 20151109
0001225208-15-020435.hdr.sgml : 20151109
20151105143137
ACCESSION NUMBER: 0001225208-15-020435
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151103
FILED AS OF DATE: 20151105
DATE AS OF CHANGE: 20151105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEALE JEFFREY P
CENTRAL INDEX KEY: 0001225358
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 151200042
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
doc4.xml
X0306
4
2015-11-03
0000350797
EATON VANCE CORP
EV
0001225358
BEALE JEFFREY P
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Administrative Officer
Eaton Vance Corp. Non-voting Common Stock
2015-11-03
4
A
0
13840.0000
0.0000
A
341128.3200
D
Eaton Vance Corp. Non-voting Common Stock
2015-11-03
4
F
0
450.0000
36.7900
D
340678.3200
D
Eaton Vance Corp. Non-voting Common Stock
2015-11-03
4
F
0
574.0000
36.7900
D
340104.3200
D
Voting Trust Receipt
29389.0000
D
Eaton Vance Corp. Common Stock (Voting)
29389.0000
I
By Voting Trust
Option (right to buy)
29.3885
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
56556.0000
56556.0000
D
Option (right to buy)
47.2305
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
39343.0000
39343.0000
D
Option (right to buy)
28.6850
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
31987.0000
31987.0000
D
Option (right to buy)
24.4595
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
47089.0000
47089.0000
D
Option (right to buy)
28.2270
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
44999.0000
44999.0000
D
Option (right to buy)
41.9000
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
35860.0000
35860.0000
D
Option (right to buy)
27.4950
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
35410.0000
35410.0000
D
Option (right to buy)
36.7600
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
52320.0000
52320.0000
D
Option (right to buy)
21.4631
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
39651.0000
39651.0000
D
Option (right to buy)
36.7100
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
52560.0000
52560.0000
D
Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.
Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Walter A. Row, David M. Stein, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ and John L. Shea are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Stephanie A. McEvoy, Attorney-in-fact
2015-11-05