0001225208-15-020238.txt : 20151103 0001225208-15-020238.hdr.sgml : 20151103 20151103130930 ACCESSION NUMBER: 0001225208-15-020238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151101 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGDON LEO I JR CENTRAL INDEX KEY: 0001064587 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 151193087 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: 28TH FLOOR CITY: DENVER STATE: CO ZIP: 80203 4 1 doc4.xml X0306 4 2015-11-01 0000350797 EATON VANCE CORP EV 0001064587 HIGDON LEO I JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2015-11-01 4 M 0 1259.0000 0.0000 A 7580.0000 D Eaton Vance Corp. Non-voting Common Stock 2015-11-01 4 D 0 1259.0000 36.1100 D 6321.0000 D Phantom Stock 0.0000 2015-11-01 4 A 0 10.0000 0.0000 A 2015-11-01 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 10.0000 1259.0000 D Phantom Stock 0.0000 2015-11-01 4 M 0 1259.0000 0.0000 D 2015-11-01 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 1259.0000 0.0000 D Option (right to buy) 36.7600 2015-11-02 4 A 0 7451.0000 0.0000 A 2015-11-02 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 7451.0000 7451.0000 D Phantom Stock 0.0000 2015-11-02 4 A 0 1496.0000 0.0000 A 2017-11-02 2017-11-02 Eaton Vance Corp. Non-voting Common Stock 1496.0000 1496.0000 D Option (right to buy) 26.9191 2015-12-16 Eaton Vance Corp. Non-voting Common Stock 8402.0000 8402.0000 D Option (right to buy) 29.3885 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8197.0000 8197.0000 D Option (right to buy) 47.2305 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6865.0000 6865.0000 D Option (right to buy) 28.6858 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4902.0000 4902.0000 D Option (right to buy) 24.4595 2011-11-01 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 6420.0000 6420.0000 D Option (right to buy) 28.2270 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 5680.0000 D Option (right to buy) 41.9000 2013-11-01 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 4045.0000 4045.0000 D Option (right to buy) 27.4950 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4883.0000 4883.0000 D Option (right to buy) 21.4631 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5943.0000 5943.0000 D Option (right to buy) 36.7100 2014-11-03 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 5737.0000 5737.0000 D Phantom Stock 0.0000 2016-11-03 2016-11-03 Eaton Vance Corp. Non-voting Common Stock 1390.0000 1390.0000 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. These options vest over a 4 year period at 25% per year. Stephanie A. McEvoy, Attorney-in-fact 2015-11-02