0001225208-15-018629.txt : 20150922 0001225208-15-018629.hdr.sgml : 20150922 20150922074001 ACCESSION NUMBER: 0001225208-15-018629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150918 FILED AS OF DATE: 20150922 DATE AS OF CHANGE: 20150922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEALE JEFFREY P CENTRAL INDEX KEY: 0001225358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 151118511 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml X0306 4 2015-09-18 0000350797 EATON VANCE CORP EV 0001225358 BEALE JEFFREY P TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Administrative Officer Eaton Vance Corp. Non-voting Common Stock 2015-05-01 5 A 0 340.0000 33.0390 A 324736.3200 D Eaton Vance Corp. Non-voting Common Stock 2015-09-18 4 M 0 55510.0000 24.2741 A 380246.3200 D Eaton Vance Corp. Non-voting Common Stock 2015-09-18 4 S 0 49630.0000 34.3127 D 330616.3200 D Voting Trust Receipt 29389.0000 D Eaton Vance Corp. Common Stock (Voting) 29389.0000 I By Voting Trust Option (right to buy) 24.2741 2015-09-18 4 M 0 55510.0000 0.0000 D 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 55510.0000 0.0000 D Option (right to buy) 29.3885 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 56556.0000 56556.0000 D Option (right to buy) 47.2305 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 39343.0000 39343.0000 D Option (right to buy) 28.6850 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 31987.0000 31987.0000 D Option (right to buy) 24.4595 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 47089.0000 47089.0000 D Option (right to buy) 28.2270 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 44999.0000 44999.0000 D Option (right to buy) 41.9000 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 35860.0000 35860.0000 D Option (right to buy) 27.4950 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 35410.0000 35410.0000 D Option (right to buy) 21.4631 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 39651.0000 39651.0000 D Option (right to buy) 36.7100 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 52560.0000 52560.0000 D These shares were acquired under the 2013 Nonqualified Employee Stock Purchase plan, which is a 16b-3 Plan. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward Perkin, Daniel C. Cataldo, Cynthia C. Clemson, Scott H. Page, Walter A. Row, David N. Stein, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ and John L. Shea are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Stephanie A. McEvoy, Attorney-in-fact 2015-09-21