0001225208-13-023019.txt : 20131106
0001225208-13-023019.hdr.sgml : 20131106
20131106172613
ACCESSION NUMBER: 0001225208-13-023019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131104
FILED AS OF DATE: 20131106
DATE AS OF CHANGE: 20131106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARDSON DUNCAN W
CENTRAL INDEX KEY: 0001257596
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 131197549
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
doc4.xml
X0306
4
2013-11-04
0000350797
EATON VANCE CORP
EV
0001257596
RICHARDSON DUNCAN W
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
1
Executive Vice President
Eaton Vance Corp. Non-voting Common Stock
2013-11-04
4
F
0
44261.0000
42.2200
D
628358.0000
D
Voting Trust Receipt
2013-11-06
4
J
0
44566.0000
0.0000
D
0.0000
D
Eaton Vance Corp. Common Stock (Voting)
2013-11-06
4
S
0
44566.0000
5.2800
D
0.0000
I
By Voting Trust
Option (right to buy)
21.4289
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
265973.0000
265973.0000
D
Option (right to buy)
24.2741
2015-11-01
Eaton Vance Corp. Non-voting Common Stock
215668.0000
215668.0000
D
Option (right to buy)
29.3885
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
205730.0000
205730.0000
D
Option (right to buy)
47.2305
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
143130.0000
143130.0000
D
Option (right to buy)
28.6858
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
145814.0000
145814.0000
D
Option (right to buy)
24.4595
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
142269.0000
142269.0000
D
Option (right to buy)
28.2270
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
59691.0000
59691.0000
D
Option (right to buy)
27.4950
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
131839.0000
131839.0000
D
Option (right to buy)
21.4631
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
146408.0000
146408.0000
D
A Voting Trust Receipt represents a share of Voting Common Stock.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Daniel C. Cataldo, Cynthia J. Clemson, Brain D. Langstraat, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Walter A. Row, Judith R. Saryan, David M. Stein, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, and Craig P. Russ are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Victoria Crane, Attorney-in-fact
2013-11-06