0001225208-13-022043.txt : 20131018 0001225208-13-022043.hdr.sgml : 20131018 20131018150512 ACCESSION NUMBER: 0001225208-13-022043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131016 FILED AS OF DATE: 20131018 DATE AS OF CHANGE: 20131018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEALE JEFFREY P CENTRAL INDEX KEY: 0001225358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 131159265 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml X0306 4 2013-10-16 0000350797 EATON VANCE CORP EV 0001225358 BEALE JEFFREY P TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Administrative Officer Eaton Vance Corp. Non-voting Common Stock 2013-03-13 5 G 0 5000.0000 5.7300 D 278029.3200 D Eaton Vance Corp. Non-voting Common Stock 2013-05-01 5 A 0 479.0000 26.0280 A 278508.3200 D Eaton Vance Corp. Non-voting Common Stock 2013-10-16 4 M 0 86678.0000 17.0904 A 365186.3200 D Eaton Vance Corp. Non-voting Common Stock 2013-10-16 4 S 0 65827.0000 39.0591 D 299359.3200 D Voting Trust Receipt 29389.0000 D Eaton Vance Corp. Common Stock (Voting) 29389.0000 I By Voting Trust Option (right to buy) 21.4289 2012-12-14 5 A 0 70080.0000 0.0000 A 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 70080.0000 70080.0000 D Option (right to buy) 24.2741 2012-12-14 5 A 0 59629.0000 0.0000 A 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 59629.0000 59629.0000 D Option (right to buy) 29.3885 2012-12-14 5 A 0 56556.0000 0.0000 A 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 56556.0000 56556.0000 D Option (right to buy) 47.2305 2012-12-14 5 A 0 39343.0000 0.0000 A 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 39343.0000 39343.0000 D Option (right to buy) 28.6850 2012-12-14 5 A 0 31987.0000 0.0000 A 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 31987.0000 31987.0000 D Option (right to buy) 24.4595 2012-12-14 5 A 0 47089.0000 0.0000 A 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 47089.0000 47089.0000 D Option (right to buy) 28.2270 2012-12-14 5 A 0 44999.0000 0.0000 A 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 44999.0000 44999.0000 D Option (right to buy) 27.4950 2012-12-14 5 A 0 35410.0000 0.0000 A 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 35410.0000 35410.0000 D Option (right to buy) 17.0904 2012-12-14 5 A 0 86678.0000 0.0000 A 2013-11-03 Eaton Vance Corp. Non-voting Common Stock 86678.0000 86678.0000 D Option (right to buy) 21.4631 2012-12-14 5 A 0 39651.0000 0.0000 A 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 39651.0000 39651.0000 D Option (right to buy) 17.0904 2013-10-16 4 M 0 86678.0000 0.0000 D 2013-11-03 Eaton Vance Corp. Non-voting Common Stock 86678.0000 0.0000 D These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year. Granted on November 1, 2005 these options vest over a 5 year period starting in 2006 in increments of 10%, 15%, 20%, 25%, and 30% Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. Granted on November 3, 2003, these options vest over a 5 year period at 20% per year. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Victoria Crane, Attorney-in-fact 2013-10-16