0001225208-13-022043.txt : 20131018
0001225208-13-022043.hdr.sgml : 20131018
20131018150512
ACCESSION NUMBER: 0001225208-13-022043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131016
FILED AS OF DATE: 20131018
DATE AS OF CHANGE: 20131018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEALE JEFFREY P
CENTRAL INDEX KEY: 0001225358
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 131159265
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
doc4.xml
X0306
4
2013-10-16
0000350797
EATON VANCE CORP
EV
0001225358
BEALE JEFFREY P
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Administrative Officer
Eaton Vance Corp. Non-voting Common Stock
2013-03-13
5
G
0
5000.0000
5.7300
D
278029.3200
D
Eaton Vance Corp. Non-voting Common Stock
2013-05-01
5
A
0
479.0000
26.0280
A
278508.3200
D
Eaton Vance Corp. Non-voting Common Stock
2013-10-16
4
M
0
86678.0000
17.0904
A
365186.3200
D
Eaton Vance Corp. Non-voting Common Stock
2013-10-16
4
S
0
65827.0000
39.0591
D
299359.3200
D
Voting Trust Receipt
29389.0000
D
Eaton Vance Corp. Common Stock (Voting)
29389.0000
I
By Voting Trust
Option (right to buy)
21.4289
2012-12-14
5
A
0
70080.0000
0.0000
A
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
70080.0000
70080.0000
D
Option (right to buy)
24.2741
2012-12-14
5
A
0
59629.0000
0.0000
A
2015-11-01
Eaton Vance Corp. Non-voting Common Stock
59629.0000
59629.0000
D
Option (right to buy)
29.3885
2012-12-14
5
A
0
56556.0000
0.0000
A
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
56556.0000
56556.0000
D
Option (right to buy)
47.2305
2012-12-14
5
A
0
39343.0000
0.0000
A
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
39343.0000
39343.0000
D
Option (right to buy)
28.6850
2012-12-14
5
A
0
31987.0000
0.0000
A
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
31987.0000
31987.0000
D
Option (right to buy)
24.4595
2012-12-14
5
A
0
47089.0000
0.0000
A
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
47089.0000
47089.0000
D
Option (right to buy)
28.2270
2012-12-14
5
A
0
44999.0000
0.0000
A
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
44999.0000
44999.0000
D
Option (right to buy)
27.4950
2012-12-14
5
A
0
35410.0000
0.0000
A
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
35410.0000
35410.0000
D
Option (right to buy)
17.0904
2012-12-14
5
A
0
86678.0000
0.0000
A
2013-11-03
Eaton Vance Corp. Non-voting Common Stock
86678.0000
86678.0000
D
Option (right to buy)
21.4631
2012-12-14
5
A
0
39651.0000
0.0000
A
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
39651.0000
39651.0000
D
Option (right to buy)
17.0904
2013-10-16
4
M
0
86678.0000
0.0000
D
2013-11-03
Eaton Vance Corp. Non-voting Common Stock
86678.0000
0.0000
D
These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period starting in 2006 in increments of 10%, 15%, 20%, 25%, and 30%
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Victoria Crane, Attorney-in-fact
2013-10-16