0001225208-13-020383.txt : 20130923 0001225208-13-020383.hdr.sgml : 20130923 20130923161314 ACCESSION NUMBER: 0001225208-13-020383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130920 FILED AS OF DATE: 20130923 DATE AS OF CHANGE: 20130923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ANN E CENTRAL INDEX KEY: 0001349408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 131110297 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER NAME: FORMER CONFORMED NAME: Berman Ann E DATE OF NAME CHANGE: 20060111 4 1 doc4.xml X0306 4 2013-09-20 0000350797 EATON VANCE CORP EV 0001349408 BERMAN ANN E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2013-09-20 4 M 0 5680.0000 28.2270 A 5680.0000 D Eaton Vance Corp. Non-voting Common Stock 2013-09-20 4 S 0 5680.0000 40.8285 D 0.0000 D Option (right to buy) 28.2270 2013-09-20 4 M 0 5680.0000 0.0000 D 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 0.0000 D Option (right to buy) 47.2305 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6865.0000 6865.0000 D Phantom Stock 0.0000 2013-11-01 2013-11-01 Eaton Vance Corp. Non-voting Common Stock 2155.0000 2155.0000 D Phantom Stock 0.0000 2014-11-01 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 1813.0000 1813.0000 D Victoria Crane, Attorney-in-fact 2013-09-23