0001225208-13-017593.txt : 20130809 0001225208-13-017593.hdr.sgml : 20130809 20130809163534 ACCESSION NUMBER: 0001225208-13-017593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130809 FILED AS OF DATE: 20130809 DATE AS OF CHANGE: 20130809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ANN E CENTRAL INDEX KEY: 0001349408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 131027002 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER NAME: FORMER CONFORMED NAME: Berman Ann E DATE OF NAME CHANGE: 20060111 4 1 doc4.xml X0306 4 2013-08-09 0000350797 EATON VANCE CORP EV 0001349408 BERMAN ANN E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Phantom Stock 0.0000 2013-08-09 4 A 0 11.0000 0.0000 A 2013-11-01 2013-11-01 Eaton Vance Corp. Non-voting Common Stock 11.0000 2155.0000 D Phantom Stock 0.0000 2013-08-09 4 A 0 9.0000 0.0000 A 2014-11-01 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 9.0000 1813.0000 D Option (right to buy) 47.2305 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6865.0000 6865.0000 D Option (right to buy) 28.2270 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 5680.0000 D As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Victoria Crane, Attorney-in-fact 2013-08-09