0001225208-13-006518.txt : 20130305
0001225208-13-006518.hdr.sgml : 20130305
20130305082755
ACCESSION NUMBER: 0001225208-13-006518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130301
FILED AS OF DATE: 20130305
DATE AS OF CHANGE: 20130305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WINTHROP H JR
CENTRAL INDEX KEY: 0001287807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 13663927
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2013-03-01
0000350797
EATON VANCE CORP
EV
0001287807
SMITH WINTHROP H JR
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2013-03-01
4
M
0
12295.0000
18.5301
A
18295.0000
D
Eaton Vance Corp. Non-voting Common Stock
2013-03-01
4
S
0
12295.0000
37.9187
D
6000.0000
D
Option (right to buy)
18.5301
2012-12-14
5
A
0
12295.0000
0.0000
A
2014-04-14
Eaton Vance Corp. Non-voting Common Stock
12295.0000
12295.0000
D
Option (right to buy)
26.9191
2012-12-14
5
A
0
8402.0000
0.0000
A
2015-12-16
Eaton Vance Corp. Non-voting Common Stock
8402.0000
8402.0000
D
Option (right to buy)
24.7816
2012-12-14
5
A
0
12295.0000
0.0000
A
2014-12-17
Eaton Vance Corp. Non-voting Common Stock
12295.0000
12295.0000
D
Option (right to buy)
29.3885
2012-12-14
5
A
0
8197.0000
0.0000
A
2006-11-01
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
8197.0000
8197.0000
D
Option (right to buy)
47.2305
2012-12-14
5
A
0
6865.0000
0.0000
A
2007-11-01
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
6865.0000
6865.0000
D
Option (right to buy)
28.6858
2012-12-14
5
A
0
4902.0000
0.0000
A
2010-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4902.0000
4902.0000
D
Option (right to buy)
24.4595
2012-12-14
5
A
0
6420.0000
0.0000
A
2011-11-01
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
6420.0000
6420.0000
D
Option (right to buy)
28.2270
2012-12-14
5
A
0
5680.0000
0.0000
A
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
5680.0000
D
Option (right to buy)
27.4950
2012-12-14
5
A
0
4883.0000
0.0000
A
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
4883.0000
4883.0000
D
Option (right to buy)
21.4631
2012-12-14
5
A
0
5943.0000
0.0000
A
2008-11-03
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
5943.0000
5943.0000
D
Option (right to buy)
18.5301
2013-03-01
4
M
0
12295.0000
0.0000
D
2014-04-14
Eaton Vance Corp. Non-voting Common Stock
12295.0000
0.0000
D
Phantom Stock
0.0000
2013-11-01
2013-11-01
Eaton Vance Corp. Non-voting Common Stock
2133.0000
2133.0000
D
Phantom Stock
0.0000
2014-11-01
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
1795.0000
1795.0000
D
These options vest over a 4 year period at 25% per year.
Pursuant to the terms of the option plans, option awards outstanding at December 14, 2012 were adjusted to offset the dilutive impact of the $1.00 per share special dividend paid on December 20, 2012.
Victoria Crane, Attorney-in-fact
2013-03-05