0001225208-12-022491.txt : 20121106 0001225208-12-022491.hdr.sgml : 20121106 20121106153333 ACCESSION NUMBER: 0001225208-12-022491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20121106 DATE AS OF CHANGE: 20121106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witkos Matthew J CENTRAL INDEX KEY: 0001402398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 121183076 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2012-05-01 0000350797 EATON VANCE CORP EV 0001402398 Witkos Matthew J TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Pres & CEO EV Distributors Inc Eaton Vance Corp. Non-voting Common Stock 2012-05-01 4 A 0 553.0000 22.5540 A 96245.0000 D Eaton Vance Corp. Non-voting Common Stock 2012-11-05 4 S 0 2330.0000 28.9424 D 132338.0000 D Voting Trust Receipt 18623.0000 D Eaton Vance Corp. Common Stock (Voting) 18623.0000 I By Voting Trust Option (right to buy) 45.2200 2017-07-11 Eaton Vance Corp. Non-voting Common Stock 23572.0000 23572.0000 D Option (right to buy) 48.3900 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 26200.0000 26200.0000 D Option (right to buy) 29.3900 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 88500.0000 88500.0000 D Option (right to buy) 25.0600 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 132400.0000 132400.0000 D Option (right to buy) 28.9200 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 108700.0000 108700.0000 D Option (right to buy) 28.1700 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 40520.0000 40520.0000 D Option (right to buy) 21.9900 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 44600.0000 44600.0000 D These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30% Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Victoria Crane, Attorney-in-fact 2012-11-06