0001225208-12-012275.txt : 20120515 0001225208-12-012275.hdr.sgml : 20120515 20120515100218 ACCESSION NUMBER: 0001225208-12-012275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120515 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ANN E CENTRAL INDEX KEY: 0001349408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 12841531 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER NAME: FORMER CONFORMED NAME: Berman Ann E DATE OF NAME CHANGE: 20060111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0305 4 2012-05-15 0000350797 EATON VANCE CORP EV 0001349408 BERMAN ANN E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Phantom Stock 0.0000 2012-05-15 4 A 0 13.0000 0.0000 A 2012-11-01 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 13.0000 1773.0000 D Phantom Stock 0.0000 2012-05-15 4 A 0 15.0000 0.0000 A 2013-11-01 2013-11-01 Eaton Vance Corp. Non-voting Common Stock 15.0000 2026.0000 D Option (right to buy) 28.3700 2007-01-11 2016-01-11 Eaton Vance Corp. Non-voting Common Stock 8500.0000 8500.0000 D Option (right to buy) 30.1100 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000.0000 8000.0000 D Option (right to buy) 48.3900 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700.0000 6700.0000 D Option (right to buy) 29.3900 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4784.0000 4784.0000 D Option (right to buy) 25.0600 2011-11-01 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 6266.0000 6266.0000 D Option (right to buy) 28.1700 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766.0000 4766.0000 D Option (right to buy) 21.9900 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800.0000 5800.0000 D As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Victoria Crane, Attorney-in-fact 2012-05-15