0001225208-12-007784.txt : 20120316 0001225208-12-007784.hdr.sgml : 20120316 20120316141847 ACCESSION NUMBER: 0001225208-12-007784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120315 FILED AS OF DATE: 20120316 DATE AS OF CHANGE: 20120316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HYLTON LAURIE G CENTRAL INDEX KEY: 0001245652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 12697085 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0304 4 2012-03-15 0000350797 EATON VANCE CORP EV 0001245652 HYLTON LAURIE G TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Financial Officer Eaton Vance Corp. Non-voting Common Stock 2011-12-21 5 G 0 2000.0000 0.0000 D 98688.0000 D Voting Trust Receipt 2012-03-15 4 J 0 18623.0000 0.0000 A 18623.0000 D Eaton Vance Corp. Non-voting Common Stock 2011-12-21 5 G 0 2000.0000 0.0000 A 4800.0000 I By Custodian For Children Eaton Vance Corp. Common Stock (Voting) 2012-03-15 4 A 0 18623.0000 3.9900 A 18623.0000 I By Voting Trust Option (right to buy) 14.5500 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 37928.0000 37928.0000 D Option (right to buy) 21.9550 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 39800.0000 39800.0000 D Option (right to buy) 24.8700 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 34300.0000 34300.0000 D Option (right to buy) 30.1100 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 31100.0000 31100.0000 D Option (right to buy) 48.3900 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 19200.0000 19200.0000 D Option (right to buy) 29.3900 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 10340.0000 10340.0000 D Option (right to buy) 25.0600 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 11180.0000 11180.0000 D Option (right to buy) 28.1700 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 11440.0000 11440.0000 D Option (right to buy) 17.5100 2013-11-03 Eaton Vance Corp. Non-voting Common Stock 39800.0000 39800.0000 D Option (right to buy) 21.9900 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 13400.0000 13400.0000 D A Voting Trust Receipt represents a share of Voting Common Stock. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan R. Richardson, Jeffrey P. Beale, David C. McCabe, Payson F. Swaffield, Laurie G. Hylton, Matthew J. Witkos, Frederick S. Marius, Maureen Gemma, Cynthia J. Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith R. Saryan, Michael W. Weilheimer, Walter A. Row, Mark S. Venezia, David A. Stein, Brian D. Langstraat, and Daniel C. Cataldo are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. Granted on November 1, 2002, these options vest over a 5 year period at 20% per year. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. Granted on November 3, 2003, these options vest over a 5 year period at 20% per year. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Victoria Crane, Attorney-in-fact 2012-03-16