0001225208-12-007784.txt : 20120316
0001225208-12-007784.hdr.sgml : 20120316
20120316141847
ACCESSION NUMBER: 0001225208-12-007784
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120315
FILED AS OF DATE: 20120316
DATE AS OF CHANGE: 20120316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HYLTON LAURIE G
CENTRAL INDEX KEY: 0001245652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 12697085
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0304
4
2012-03-15
0000350797
EATON VANCE CORP
EV
0001245652
HYLTON LAURIE G
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Financial Officer
Eaton Vance Corp. Non-voting Common Stock
2011-12-21
5
G
0
2000.0000
0.0000
D
98688.0000
D
Voting Trust Receipt
2012-03-15
4
J
0
18623.0000
0.0000
A
18623.0000
D
Eaton Vance Corp. Non-voting Common Stock
2011-12-21
5
G
0
2000.0000
0.0000
A
4800.0000
I
By Custodian For Children
Eaton Vance Corp. Common Stock (Voting)
2012-03-15
4
A
0
18623.0000
3.9900
A
18623.0000
I
By Voting Trust
Option (right to buy)
14.5500
2012-11-01
Eaton Vance Corp. Non-voting Common Stock
37928.0000
37928.0000
D
Option (right to buy)
21.9550
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
39800.0000
39800.0000
D
Option (right to buy)
24.8700
2015-11-01
Eaton Vance Corp. Non-voting Common Stock
34300.0000
34300.0000
D
Option (right to buy)
30.1100
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
31100.0000
31100.0000
D
Option (right to buy)
48.3900
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
19200.0000
19200.0000
D
Option (right to buy)
29.3900
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
10340.0000
10340.0000
D
Option (right to buy)
25.0600
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
11180.0000
11180.0000
D
Option (right to buy)
28.1700
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
11440.0000
11440.0000
D
Option (right to buy)
17.5100
2013-11-03
Eaton Vance Corp. Non-voting Common Stock
39800.0000
39800.0000
D
Option (right to buy)
21.9900
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
13400.0000
13400.0000
D
A Voting Trust Receipt represents a share of Voting Common Stock.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan R. Richardson, Jeffrey P. Beale, David C. McCabe, Payson F. Swaffield, Laurie G. Hylton, Matthew J. Witkos, Frederick S. Marius, Maureen Gemma, Cynthia J. Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith R. Saryan, Michael W. Weilheimer, Walter A. Row, Mark S. Venezia, David A. Stein, Brian D. Langstraat, and Daniel C. Cataldo are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2002, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Victoria Crane, Attorney-in-fact
2012-03-16