0001225208-11-026288.txt : 20111214
0001225208-11-026288.hdr.sgml : 20111214
20111214115145
ACCESSION NUMBER: 0001225208-11-026288
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111031
FILED AS OF DATE: 20111214
DATE AS OF CHANGE: 20111214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEALE JEFFREY P
CENTRAL INDEX KEY: 0001225358
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 111260274
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
5
1
doc5.xml
X0304
5
2011-10-31
0
0
0000350797
EATON VANCE CORP
EV
0001225358
BEALE JEFFREY P
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Administrative Officer
Eaton Vance Corp. Non-voting Common Stock
249835.3200
D
Voting Trust Receipt
29389.0000
D
Eaton Vance Corp. Common Stock (Voting)
29389.0000
I
By Voting Trust
Option (right to buy)
14.5500
2012-11-01
Eaton Vance Corp. Non-voting Common Stock
82400.0000
82400.0000
D
Option (right to buy)
21.9550
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
68400.0000
68400.0000
D
Option (right to buy)
24.8700
2015-11-01
Eaton Vance Corp. Non-voting Common Stock
58200.0000
58200.0000
D
Option (right to buy)
30.1100
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
55200.0000
55200.0000
D
Option (right to buy)
48.3900
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
38400.0000
38400.0000
D
Option (right to buy)
29.3900
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
31220.0000
31220.0000
D
Option (right to buy)
28.1700
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
34560.0000
34560.0000
D
Option (right to buy)
17.5100
2013-11-03
Eaton Vance Corp. Non-voting Common Stock
84600.0000
84600.0000
D
Option (right to buy)
21.9900
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
38700.0000
38700.0000
D
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan Richardson, Jeffrey P. Beale, G. West Saltonstall, Payson Swaffield, Robert J. Whelan, Matthew J. Witkos, Maureen Gemma, Fredrick Marius, Cynthia Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith Saryan, Michael Weilheimer, Walter Row, Mark Venezia, David Stein, and Brian Langstraat are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2002, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Victoria Crane, Attorney-in-fact
2011-12-13