0001225208-11-026285.txt : 20111214
0001225208-11-026285.hdr.sgml : 20111214
20111214115139
ACCESSION NUMBER: 0001225208-11-026285
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111031
FILED AS OF DATE: 20111214
DATE AS OF CHANGE: 20111214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marius Frederick S
CENTRAL INDEX KEY: 0001417861
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 111260271
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
5
1
doc5.xml
X0304
5
2011-10-31
0
0
0000350797
EATON VANCE CORP
EV
0001417861
Marius Frederick S
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Legal Officer
Eaton Vance Corp. Non-voting Common Stock
29087.0000
D
Voting Trust Receipt
18623.0000
D
Eaton Vance Corp. Common Stock (Voting)
18623.0000
I
By Voting Trust
Option (right to buy)
18.9850
2014-04-14
Eaton Vance Corp. Non-voting Common Stock
8000.0000
8000.0000
D
Option (right to buy)
21.9550
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
8200.0000
8200.0000
D
Option (right to buy)
24.8700
2015-11-01
Eaton Vance Corp. Non-voting Common Stock
7800.0000
7800.0000
D
Option (right to buy)
30.1100
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
7500.0000
7500.0000
D
Option (right to buy)
48.3900
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
8700.0000
8700.0000
D
Option (right to buy)
29.3900
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
18520.0000
18520.0000
D
Option (right to buy)
28.1700
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
20500.0000
20500.0000
D
Option (right to buy)
21.9900
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
23800.0000
23800.0000
D
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan Richardson, Jeffrey P. Beale, G. West Saltonstall, Payson Swaffield, Robert J. Whelan, Matthew J. Witkos, Maureen Gemma, Fredrick Marius, Cynthia Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith Saryan, Michael Weilheimer, Walter Row, Mark Venezia, David Stein, and Brian Langstraat are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on April 14, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Victoria Crane, Attorney-in-fact
2011-12-13