0001225208-11-026280.txt : 20111214
0001225208-11-026280.hdr.sgml : 20111214
20111214115124
ACCESSION NUMBER: 0001225208-11-026280
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111031
FILED AS OF DATE: 20111214
DATE AS OF CHANGE: 20111214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WINTHROP H JR
CENTRAL INDEX KEY: 0001287807
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 111260265
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
5
1
doc5.xml
X0304
5
2011-10-31
0
0
0000350797
EATON VANCE CORP
EV
0001287807
SMITH WINTHROP H JR
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
6000.0000
D
Option (right to buy)
18.9850
2014-04-14
Eaton Vance Corp. Non-voting Common Stock
12000.0000
12000.0000
D
Option (right to buy)
27.5800
2015-12-16
Eaton Vance Corp. Non-voting Common Stock
8200.0000
8200.0000
D
Option (right to buy)
25.3900
2014-12-17
Eaton Vance Corp. Non-voting Common Stock
12000.0000
12000.0000
D
Option (right to buy)
30.1100
2006-11-01
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
8000.0000
8000.0000
D
Option (right to buy)
48.3900
2007-11-01
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
6700.0000
6700.0000
D
Option (right to buy)
29.3900
2010-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4784.0000
4784.0000
D
Option (right to buy)
28.1700
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
4766.0000
4766.0000
D
Option (right to buy)
21.9900
2008-11-03
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
5800.0000
5800.0000
D
Phantom Stock
0.0000
2012-11-01
2012-11-01
Eaton Vance Corp. Non-voting Common Stock
1732.0000
1732.0000
D
Phantom Stock
0.0000
2011-11-02
2011-11-02
Eaton Vance Corp. Non-voting Common Stock
1848.0000
1848.0000
D
These options vest over a 4 year period at 25% per year.
Victoria Crane, Attorney-in-fact
2011-12-13