0001225208-11-026279.txt : 20111214 0001225208-11-026279.hdr.sgml : 20111214 20111214115121 ACCESSION NUMBER: 0001225208-11-026279 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111031 FILED AS OF DATE: 20111214 DATE AS OF CHANGE: 20111214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ANN E CENTRAL INDEX KEY: 0001349408 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 111260264 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER NAME: FORMER CONFORMED NAME: Berman Ann E DATE OF NAME CHANGE: 20060111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 5 1 doc5.xml X0304 5 2011-10-31 0 0 0000350797 EATON VANCE CORP EV 0001349408 BERMAN ANN E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Option (right to buy) 28.3700 2007-01-11 2016-01-11 Eaton Vance Corp. Non-voting Common Stock 8500.0000 8500.0000 D Option (right to buy) 30.1100 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000.0000 8000.0000 D Option (right to buy) 48.3900 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700.0000 6700.0000 D Option (right to buy) 29.3900 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4784.0000 4784.0000 D Option (right to buy) 28.1700 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766.0000 4766.0000 D Option (right to buy) 21.9900 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800.0000 5800.0000 D Phantom Stock 0.0000 2012-11-01 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 1732.0000 1732.0000 D Phantom Stock 0.0000 2011-11-02 2011-11-02 Eaton Vance Corp. Non-voting Common Stock 1848.0000 1848.0000 D Victoria Crane, Attorney-in-fact 2011-12-13