0001225208-11-024291.txt : 20111103
0001225208-11-024291.hdr.sgml : 20111103
20111103163834
ACCESSION NUMBER: 0001225208-11-024291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111101
FILED AS OF DATE: 20111103
DATE AS OF CHANGE: 20111103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marius Frederick S
CENTRAL INDEX KEY: 0001417861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 111178201
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0304
4
2011-11-01
0000350797
EATON VANCE CORP
EV
0001417861
Marius Frederick S
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Legal Officer
Eaton Vance Corp. Non-voting Common Stock
2010-11-01
5
A
0
482.0000
25.8930
A
20975.0000
D
Eaton Vance Corp. Non-voting Common Stock
2011-05-02
5
A
0
472.0000
26.4500
A
29087.0000
D
Eaton Vance Corp. Non-voting Common Stock
2011-11-01
4
A
0
6580.0000
0.0000
A
35667.0000
D
Eaton Vance Corp. Non-voting Common Stock
2011-11-02
4
S
0
413.0000
25.7309
D
35254.0000
D
Eaton Vance Corp. Non-voting Common Stock
2011-11-03
4
S
0
363.0000
25.9457
D
34891.0000
D
Voting Trust Receipt
18623.0000
D
Eaton Vance Corp. Common Stock (Voting)
18623.0000
I
By Voting Trust
Option (right to buy)
25.0600
2011-11-01
4
A
0
23220.0000
0.0000
A
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
23220.0000
23220.0000
D
Option (right to buy)
18.9850
2014-04-14
Eaton Vance Corp. Non-voting Common Stock
8000.0000
8000.0000
D
Option (right to buy)
21.9550
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
8200.0000
8200.0000
D
Option (right to buy)
24.8700
2015-11-01
Eaton Vance Corp. Non-voting Common Stock
7800.0000
7800.0000
D
Option (right to buy)
30.1100
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
7500.0000
7500.0000
D
Option (right to buy)
48.3900
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
8700.0000
8700.0000
D
Option (right to buy)
29.3900
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
18520.0000
18520.0000
D
Option (right to buy)
28.1700
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
20500.0000
20500.0000
D
Option (right to buy)
21.9900
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
23800.0000
23800.0000
D
These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
Restricted Stock Award granted under the 2008 Omnibus Incentive Plan
These shares were sold to cover the tax liability associated with a restricted stock vesting event.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on April 14, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Victoria Crane, Attorney-in-fact
2011-11-03