0001225208-11-023422.txt : 20111018
0001225208-11-023422.hdr.sgml : 20111018
20111018125735
ACCESSION NUMBER: 0001225208-11-023422
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111014
FILED AS OF DATE: 20111018
DATE AS OF CHANGE: 20111018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEALE JEFFREY P
CENTRAL INDEX KEY: 0001225358
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 111145338
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0304
4
2011-10-14
0000350797
EATON VANCE CORP
EV
0001225358
BEALE JEFFREY P
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Administrative Officer
Eaton Vance Corp. Non-voting Common Stock
2011-10-14
4
M
0
63526.0000
14.3350
A
303861.3200
D
Eaton Vance Corp. Non-voting Common Stock
2011-10-14
4
S
0
51526.0000
23.9097
D
252335.3200
D
Voting Trust Receipt
29389.0000
D
Eaton Vance Corp. Common Stock (Voting)
29389.0000
I
By Voting Trust
Option (right to buy)
14.3350
2011-10-14
4
M
0
63526.0000
0.0000
D
2011-11-01
Eaton Vance Corp. Non-voting Common Stock
63526.0000
0.0000
D
Option (right to buy)
14.5500
2012-11-01
Eaton Vance Corp. Non-voting Common Stock
82400.0000
82400.0000
D
Option (right to buy)
21.9550
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
68400.0000
68400.0000
D
Option (right to buy)
24.8700
2015-11-01
Eaton Vance Corp. Non-voting Common Stock
58200.0000
58200.0000
D
Option (right to buy)
30.1100
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
55200.0000
55200.0000
D
Option (right to buy)
48.3900
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
38400.0000
38400.0000
D
Option (right to buy)
29.3900
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
31220.0000
31220.0000
D
Option (right to buy)
28.1700
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
34560.0000
34560.0000
D
Option (right to buy)
17.5100
2013-11-03
Eaton Vance Corp. Non-voting Common Stock
84600.0000
84600.0000
D
Option (right to buy)
21.9900
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
38700.0000
38700.0000
D
Shares were sold to cover the cost and tax liablity for exercising a NQ stock option.
Granted on November 1, 2001, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2002, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Victoria Crane, Attorney-in-fact
2011-10-18