0001225208-11-019816.txt : 20110812 0001225208-11-019816.hdr.sgml : 20110812 20110812152049 ACCESSION NUMBER: 0001225208-11-019816 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110812 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGDON LEO I JR CENTRAL INDEX KEY: 0001064587 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 111031086 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: 28TH FLOOR CITY: DENVER STATE: CO ZIP: 80203 4 1 doc4.xml X0304 4 2011-08-12 0000350797 EATON VANCE CORP EV 0001064587 HIGDON LEO I JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 8275.0000 D Phantom Stock 0.0000 2011-08-12 2011-08-12 4 A 0 11.0000 0.0000 A 2012-11-01 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 11.0000 1732.0000 D Phantom Stock 0.0000 2011-08-12 2011-08-12 4 A 0 12.0000 0.0000 A 2011-11-02 2011-11-02 Eaton Vance Corp. Non-voting Common Stock 12.0000 1848.0000 D Option (right to buy) 27.5800 2015-12-16 Eaton Vance Corp. Non-voting Common Stock 8200.0000 8200.0000 D Option (right to buy) 25.3900 2014-12-17 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 18.1350 2013-12-19 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 15.0500 2012-12-20 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 17.8250 2011-12-21 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 30.1100 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000.0000 8000.0000 D Option (right to buy) 48.3900 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700.0000 6700.0000 D Option (right to buy) 29.3900 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4784.0000 4784.0000 D Option (right to buy) 28.1700 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766.0000 4766.0000 D Option (right to buy) 21.9900 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800.0000 5800.0000 D As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. These options vest over a 4 year period at 25% per year. Victoria Crane, Attorney-in-fact 2011-08-12