0001225208-11-011788.txt : 20110415 0001225208-11-011788.hdr.sgml : 20110415 20110415165535 ACCESSION NUMBER: 0001225208-11-011788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110415 FILED AS OF DATE: 20110415 DATE AS OF CHANGE: 20110415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spillane Richard A Jr. CENTRAL INDEX KEY: 0001462656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 11763377 MAIL ADDRESS: STREET 1: EATON VANCE CORP. STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml X0303 4 2011-04-15 0000350797 EATON VANCE CORP EV 0001462656 Spillane Richard A Jr. TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Phantom Stock 0.0000 2011-04-15 4 A 0 11.0000 0.0000 A 2011-04-15 2011-04-15 Eaton Vance Corp. Non-voting Common Stock 11.0000 1986.0000 D Phantom Stock 0.0000 2011-04-15 2011-04-15 4 M 0 1986.0000 0.0000 D 2011-04-15 2011-04-15 Eaton Vance Corp. Non-voting Common Stock 1986.0000 0.0000 D Option (right to buy) 26.5200 2009-04-15 2019-04-15 Eaton Vance Corp. Non-voting Common Stock 4334.0000 4334.0000 D Option (right to buy) 29.3900 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4784.0000 4784.0000 D Option (right to buy) 28.1700 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766.0000 4766.0000 D Phantom Stock 0.0000 2012-11-01 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 1711.0000 1711.0000 D Phantom Stock 0.0000 2011-11-02 2011-11-02 Eaton Vance Corp. Non-voting Common Stock 1825.0000 1825.0000 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Katie McManus, Attorney- in- fact 2011-04-15