-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B6LsuDdFvU0n6ajw2mxA0TqhsCg8APNRygEZ7WT8ROJWpCbi9NXAlQD6SX9u+qjT QuJH/KsZAceTYBYTPAnMmg== 0001225208-10-027092.txt : 20101215 0001225208-10-027092.hdr.sgml : 20101215 20101215143958 ACCESSION NUMBER: 0001225208-10-027092 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101031 FILED AS OF DATE: 20101215 DATE AS OF CHANGE: 20101215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WINTHROP H JR CENTRAL INDEX KEY: 0001287807 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 101253267 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 5 1 doc5.xml X0303 5 2010-10-31 0 0 0000350797 EATON VANCE CORP EV 0001287807 SMITH WINTHROP H JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Option (right to buy) 18.9850 2014-04-14 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 27.5800 2015-12-16 Eaton Vance Corp. Non-voting Common Stock 8200.0000 8200.0000 D Option (right to buy) 25.3900 2014-12-17 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 30.1100 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000.0000 8000.0000 D Option (right to buy) 48.3900 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700.0000 6700.0000 D Option (right to buy) 28.1700 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766.0000 4766.0000 D Option (right to buy) 21.9900 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800.0000 5800.0000 D Phantom Stock 0.0000 2011-11-02 2011-11-02 Eaton Vance Corp. Non-voting Common Stock 1803.0000 1803.0000 D Phantom Stock 0.0000 2010-11-03 2010-11-03 Eaton Vance Corp. Non-voting Common Stock 2370.0000 2370.0000 D These options vest over a 4 year period at 25% per year. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Katie McManus, Attorney- in- fact 2010-12-15 -----END PRIVACY-ENHANCED MESSAGE-----