-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UxpcqLVoibfdeV/tKv6xCVRiq8335u0nfp2ZxjKw5fpYuPWInXf2UwmQS/1EWVy9 8CmI8iHgB8/ux/f/CLgb8w== 0001225208-10-024346.txt : 20101105 0001225208-10-024346.hdr.sgml : 20101105 20101105125820 ACCESSION NUMBER: 0001225208-10-024346 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101104 FILED AS OF DATE: 20101105 DATE AS OF CHANGE: 20101105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whelan Robert J CENTRAL INDEX KEY: 0001312144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 101167752 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml X0303 4 2010-11-04 0000350797 EATON VANCE CORP EV 0001312144 Whelan Robert J TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Financial Officer Eaton Vance Corp. Non-voting Common Stock 2010-11-04 2010-11-04 4 S 0 606.0000 30.5258 D 52013.0000 D Voting Trust Receipt 18623.0000 D Eaton Vance Corp. Common Stock (Voting) 18623.0000 I By Voting Trust Option (right to buy) 45.2200 2017-07-11 Eaton Vance Corp. Non-voting Common Stock 14143.0000 14143.0000 D Option (right to buy) 48.3900 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 15700.0000 15700.0000 D Option (right to buy) 29.3900 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 25400.0000 25400.0000 D Option (right to buy) 28.1700 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 28120.0000 28120.0000 D Option (right to buy) 21.9900 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 32700.0000 32700.0000 D These shares were sold to cover the tax liability associated with the vesting of a restricted stock award. Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30% Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Katie McManus, Attorney in Fact 2010-11-05 -----END PRIVACY-ENHANCED MESSAGE-----