-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TWjL2GJBNRKvDCGUP1Jd/yJLuDNGQCZUkAoS65Jh2p042lDqbZFeWud+lOJJOCAq MPSUeuTgrUhb2c0eupSj+g== 0001225208-10-024334.txt : 20101105 0001225208-10-024334.hdr.sgml : 20101105 20101105113016 ACCESSION NUMBER: 0001225208-10-024334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101103 FILED AS OF DATE: 20101105 DATE AS OF CHANGE: 20101105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGDON LEO I JR CENTRAL INDEX KEY: 0001064587 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 101167386 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: 28TH FLOOR CITY: DENVER STATE: CO ZIP: 80203 4 1 doc4.xml X0303 4 2010-11-03 0000350797 EATON VANCE CORP EV 0001064587 HIGDON LEO I JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2010-11-03 4 M 0 2385.0000 0.0000 A 10660.0000 D Eaton Vance Corp. Non-voting Common Stock 2010-11-03 4 D 0 2385.0000 30.2100 D 8275.0000 D Phantom Stock 0.0000 2010-11-03 4 A 0 15.0000 0.0000 A 2010-11-03 2010-11-03 Eaton Vance Corp. Non-voting Common Stock 15.0000 2385.0000 D Phantom Stock 0.0000 2010-11-03 4 M 0 2385.0000 0.0000 D 2010-11-03 2010-11-03 Eaton Vance Corp. Non-voting Common Stock 2385.0000 0.0000 D Option (right to buy) 13.5625 2010-12-15 Eaton Vance Corp. Non-voting Common Stock 7372.0000 7372.0000 D Option (right to buy) 27.5800 2015-12-16 Eaton Vance Corp. Non-voting Common Stock 8200.0000 8200.0000 D Option (right to buy) 25.3900 2014-12-17 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 18.1350 2013-12-19 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 15.0500 2012-12-20 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 17.8250 2011-12-21 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 30.1100 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000.0000 8000.0000 D Option (right to buy) 48.3900 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700.0000 6700.0000 D Option (right to buy) 29.3900 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4784.0000 4784.0000 D Option (right to buy) 28.1700 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766.0000 4766.0000 D Option (right to buy) 21.9900 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800.0000 5800.0000 D Phantom Stock 0.0000 2012-11-01 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 1701.0000 1701.0000 D Phantom Stock 0.0000 2011-11-02 2011-11-02 Eaton Vance Corp. Non-voting Common Stock 1803.0000 1803.0000 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. These options vest over a 4 year period at 25% per year. Katie McManus, Attorney in Fact 2010-11-05 -----END PRIVACY-ENHANCED MESSAGE-----