-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UxqE1nI61adrDHNhNiVmct2w274Dx2o/hvYKB/Pp3gvJtqFxgonHjMq9G7IWMdoE 4klnwr/IeTHBFz5OfOb3Qw== 0001225208-10-016060.txt : 20100701 0001225208-10-016060.hdr.sgml : 20100701 20100701152910 ACCESSION NUMBER: 0001225208-10-016060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100701 DATE AS OF CHANGE: 20100701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEALE JEFFREY P CENTRAL INDEX KEY: 0001225358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 10930707 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml X0303 4 2010-06-30 0000350797 EATON VANCE CORP EV 0001225358 BEALE JEFFREY P TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Administrative Officer Eaton Vance Corp. Non-voting Common Stock 2009-12-02 5 G 0 2500 0 D 165832.32 D Eaton Vance Corp. Non-voting Common Stock 2010-05-03 5 A 0 492 35.24 A 166324.32 D Eaton Vance Corp. Non-voting Common Stock 2010-06-30 4 M 0 8152 12.2657 A 174476.32 D Voting Trust Receipt 29389 D Eaton Vance Corp. Common Stock (Voting) 29389 I By Voting Trust Option (right to buy) 12.2657 2010-06-30 4 M 0 8152 12.2657 D 2010-11-01 Eaton Vance Corp. Non-voting Common Stock 8152 71848 D Option (right to buy) 14.335 2011-11-01 Eaton Vance Corp. Non-voting Common Stock 76400 76400 D Option (right to buy) 14.55 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 82400 82400 D Option (right to buy) 17.51 2013-11-03 Eaton Vance Corp. Non-voting Common Stock 84600 84600 D Option (right to buy) 21.955 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 68400 68400 D Option (right to buy) 24.87 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 58200 58200 D Option (right to buy) 30.11 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 55200 55200 D Option (right to buy) 48.39 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 38400 38400 D Option (right to buy) 21.99 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 38700 38700 D Option (right to buy) 28.17 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 34560 34560 D These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan Richardson, Jeffrey P. Beale, G. West Saltonstall, Payson Swaffield, Robert J. Whelan, Matthew J. Witkos, Maureen Gemma, Fredrick Marius, Cynthia Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith Saryan, Michael Weilheimer, Walter Row, Mark Venezia, David Stein, and Brian Langstraat are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. Granted on November 1, 2000, these options vest over a 5 year period at 20% per year. Granted on November 1, 2001, these options vest over a 5 year period at 20% per year. Granted on November 1, 2002, these options vest over a 5 year period at 20% per year. Granted on November 3, 2003, these options vest over a 5 year period at 20% per year. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. Katie McManus, Attorney in Fact 2010-07-01 -----END PRIVACY-ENHANCED MESSAGE-----