-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ElqYGHWMqf5c75B6agU6KN8HmMf5IN3Yk6ThXQicrAmwEA0h9lWtsKeIdpjNfSje eMeRJSULREXix7839OD+Dw== 0001225208-10-004199.txt : 20100212 0001225208-10-004199.hdr.sgml : 20100212 20100212095246 ACCESSION NUMBER: 0001225208-10-004199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100212 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ANN E CENTRAL INDEX KEY: 0001349408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 10594869 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER NAME: FORMER CONFORMED NAME: Berman Ann E DATE OF NAME CHANGE: 20060111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml X0303 4 2010-02-12 0000350797 EATON VANCE CORP EV 0001349408 BERMAN ANN E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 3000 D Phantom Stock 0 2010-02-12 4 A 0 12 0 A 2010-11-03 2010-11-03 Eaton Vance Corp. Non-voting Common Stock 12 2346 D Phantom Stock 0 2010-02-12 4 A 0 9 0 A 2011-11-02 2011-11-02 Eaton Vance Corp. Non-voting Common Stock 9 1784 D Option (right to buy) 30.11 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000 8000 D Option (right to buy) 28.37 2007-01-11 2016-01-11 Eaton Vance Corp. Non-voting Common Stock 8500 8500 D Option (right to buy) 48.39 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700 6700 D Option (right to buy) 21.99 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800 5800 D Option (right to buy) 28.17 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766 4766 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. As dividend are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allovated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Katie McManus, Attorney in Fact 2010-02-12 -----END PRIVACY-ENHANCED MESSAGE-----