-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GvZKTCyVzLV6oO6vbOXRzCp/boq/P/mUiPfd0WW2hjpnSoM4jgnm9eMd+1B7ndbe 20r+fXJ7b938gBz77iSpeA== 0001225208-10-001201.txt : 20100108 0001225208-10-001201.hdr.sgml : 20100108 20100108121100 ACCESSION NUMBER: 0001225208-10-001201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100106 FILED AS OF DATE: 20100108 DATE AS OF CHANGE: 20100108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGDON LEO I JR CENTRAL INDEX KEY: 0001064587 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 10516761 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: 28TH FLOOR CITY: DENVER STATE: CO ZIP: 80203 4 1 doc4.xml X0303 4 2010-01-06 0000350797 EATON VANCE CORP EV 0001064587 HIGDON LEO I JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2009-11-12 5 G 0 100 0 D 9622 D Eaton Vance Corp. Non-voting Common Stock 2010-01-06 4 M 0 5672 10.5782 A 15294 D Eaton Vance Corp. Non-voting Common Stock 2010-01-06 4 S 0 5672 31.1355 D 9622 D Option (right to buy) 10.5782 2010-01-06 4 M 0 5672 0 D 2010-02-01 Eaton Vance Corp. Non-voting Common Stock 5672 0 D Option (right to buy) 13.5625 2010-12-15 Eaton Vance Corp. Non-voting Common Stock 7372 7372 D Option (right to buy) 17.825 2011-12-21 Eaton Vance Corp. Non-voting Common Stock 12000 12000 D Option (right to buy) 15.05 2012-12-20 Eaton Vance Corp. Non-voting Common Stock 12000 12000 D Option (right to buy) 18.135 2013-12-19 Eaton Vance Corp. Non-voting Common Stock 12000 12000 D Option (right to buy) 25.39 2014-12-17 Eaton Vance Corp. Non-voting Common Stock 12000 12000 D Option (right to buy) 27.58 2015-12-16 Eaton Vance Corp. Non-voting Common Stock 8200 8200 D Option (right to buy) 30.11 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000 8000 D Option (right to buy) 48.39 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700 6700 D Option (right to buy) 21.99 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800 5800 D Option (right to buy) 28.17 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766 4766 D Phantom Stock 0 2010-11-03 2010-11-03 Eaton Vance Corp. Non-voting Common Stock 2334 2334 D Phantom Stock 0 2011-11-02 2011-11-02 Eaton Vance Corp. Non-voting Common Stock 1775 1775 D These options vest over a 4 year period at 25% per year. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Katie McManus, Attorney in Fact 2010-01-06 -----END PRIVACY-ENHANCED MESSAGE-----