-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kj6vx6IXi2YcfFrVz88CLqs58dTTb8j1aMPGRlnuOheEf8uPa55sWG9AR2yzasRL sOwK+/LSh+PoLc42zkqmDQ== 0001225208-09-024420.txt : 20091214 0001225208-09-024420.hdr.sgml : 20091214 20091214152528 ACCESSION NUMBER: 0001225208-09-024420 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091031 FILED AS OF DATE: 20091214 DATE AS OF CHANGE: 20091214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUHY DOROTHY E CENTRAL INDEX KEY: 0001200493 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 091238712 MAIL ADDRESS: STREET 1: DANA FARBER CANCER INSTITUTE STREET 2: 44 BINNEY STREET, RM. D1632 CITY: BOSTON STATE: MA ZIP: 02115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 5 1 doc5.xml X0303 5 2009-10-31 0 0 0000350797 EATON VANCE CORP EV 0001200493 PUHY DOROTHY E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2500 D Option (right to buy) 27.99 2006-04-12 2016-04-12 Eaton Vance Corp. Non-voting Common Stock 5700 5700 D Option (right to buy) 30.11 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000 8000 D Option (right to buy) 48.39 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700 6700 D Option (right to buy) 21.99 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800 5800 D Phantom Stock 0 2010-11-03 2010-11-03 Eaton Vance Corp. Non-voting Common Stock 2321 2321 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Katie McManus, Attorney- in- fact 2009-12-14 -----END PRIVACY-ENHANCED MESSAGE-----