8-K 1 evc8k.htm EATON VANCE 8-K PRESS RELEASE DTD 11-14-06 evc8k.htm -- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 14, 2006

EATON VANCE CORP.
(Exact name of registrant as specified in its charter)

            Maryland                  1-8100                 04-2718215 



(State or other jurisdiction    (Commission File Number)    (IRS Employer Identification No.) 
       of incorporation)         
 
 
                   255 State Street, Boston, Massachusetts                       02109 


                         (Address of principal executive offices)                 (Zip Code) 

Registrant’s telephone number, including area code: (617) 482-8260

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

 

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

 

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act 

      (17 CFR 240.14d-2(b)) 

 

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act 

      (17 CFR 240.13e-4(c)) 

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INFORMATION INCLUDED IN THE REPORT

Item 7.01    Regulation FD Disclosure

  Registrant is scheduled to present at the 2006 Merrill Lynch Banking and Financial
Services Investor Conference, as described in Registrant’s news release dated November 14, 2006, a copy
of which is filed herewith as Exhibit 99.1 and incorporated herein by reference.

Item 9.01    Financial Statements and Exhibits 
 
    Exhibit No.    Document 
 
    99.1    Press Release issued by the Registrant dated November 14, 
        2006 detailing that the Registrant is scheduled to present at 
        the 2006 Merrill Lynch Banking and Financial Services Investor 
        Conference. 

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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

        EATON VANCE CORP. 
        (Registrant) 
 
 
Date:    November 14, 2006    /s/ William M. Steul 

        William M. Steul, Chief Financial Officer 

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EXHIBIT INDEX

     Each exhibit is listed in this index according to the number assigned to it in the exhibit table set forth in Item 601 of Regulation S-K. The following exhibit is filed as part of this Report:

Exhibit No.    Description 
 
99.1    Copy of Press Release issued by the Registrant dated November 14, 
    2006 detailing that the Registrant is scheduled to present at 
    the 2006 Merrill Lynch Banking and Financial Services Investor 
    Conference. 

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Exhibit 99.1

NEWS RELEASE


Eaton Vance Corp.
The Eaton Vance Building
255 State Street, Boston, MA 02109
(617) 482-8260
Contact: William M. Steul

November 14, 2006

FOR IMMEDIATE RELEASE

Eaton Vance Corp. scheduled to present at
the 2006 Merrill Lynch Banking and Financial Services Investor Conference

Boston, MA--Eaton Vance Corp. (NYSE: EV) announced that James B. Hawkes, Chairman
and CEO, and Thomas E. Faust Jr., President, are scheduled to speak at the 2006 Merrill Lynch
Banking and Financial Services Investor Conference on Wednesday, November 15, 2006.

The presentation will begin at 8:50 a.m. EST and will include recent information about Eaton
Vance’s business strategy and performance including asset flows and assets under management.
Those interested in listening to a live webcast of the presentation may do so by going to Eaton
Vance’s website at www.eatonvance.com prior to the start of the presentation.

Eaton Vance Corp., through its subsidiaries, is the investment adviser and distributor of over 160
mutual funds and also manages investments for individual and institutional clients. Eaton Vance
had $128.9 billion in assets under management on October 31, 2006.

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