-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UQn0zETcG0vCJL5tkJwyswTbbF9r1ZoQUvjNwrTyw+Le5yaeLGLQ18zrpbwcIBKi 4OFF8HsjQCMwTarxmQ0kxQ== 0000940394-06-000839.txt : 20061030 0000940394-06-000839.hdr.sgml : 20061030 20061030100428 ACCESSION NUMBER: 0000940394-06-000839 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061030 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20061030 DATE AS OF CHANGE: 20061030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 061170755 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 8-K 1 evc8k.htm EATON VANCE CORP. 8-K DATED 10-30-06 evc8k.htm -- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 30, 2006

                    EATON VANCE CORP.                   
(Exact name of registrant as specified in its charter)
 
 
 
          Maryland                      1-8100                      04-2718215         
(State or other jurisdiction    (Commission File Number)   (IRS Employer Identification No.)
of incorporation)         
 
 
          255 State Street, Boston, Massachusetts                      02109         
(Address of principal exective offices) (Zip Code)

Registrant’s telephone number, including area code: (617) 482-8260

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))

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INFORMATION INCLUDED IN THE REPORT

Item 1.01    Entry into a Material Definitive Agreement 
    On October 25, 2006, the board of directors and the voting shareholders of Eaton Vance 
    Corp. (the “Company”) adopted and approved 
    (1) an amendment to the 1998 Stock Option Plan to increase reserved shares from 35 
    million to 40 million and Restatement No. 8 reflecting such amendment, and 
    (2) an amendment to the 1996 Employee Stock Purchase Plan to extend the term of the 
Plan to November 1, 2026, and Restatement No. 11 reflecting such amendment.

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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

        EATON VANCE CORP. 
        (Registrant) 
 
 
Date:    October 30, 2006    /s/ William M. Steul                                    
        William M. Steul, Chief Financial Officer 

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