-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, ce087fgMWj2s91PgMiGf763QXxq8kGvrFdvZc03wSgoOQNXxfp2r4xLt98W+a41y NB7v/RzJYLxteGGWRGT8Zg== 0000350797-95-000001.txt : 19950608 0000350797-95-000001.hdr.sgml : 19950608 ACCESSION NUMBER: 0000350797-95-000001 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19950117 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19950117 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: 6282 IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 95501695 BUSINESS ADDRESS: STREET 1: 24 FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 17, 1995 Commission File No. 1-8100 EATON VANCE CORP. (Exact name of registrant as specified in its charter) MARYLAND 04-2718215 (State or other jurisdiction (I.R.S. Employer incorporation or organization) Identification No.) 24 FEDERAL STREET, BOSTON, MASSACHUSETTS 02110 (Address of principal executive offices) (Zip Code) (617) 482-8260 (Registrant's telephone number, including area code) NONE (Former name, address and former fiscal year, if changed since last record) Page 1 of 5 pages ITEM 5. OTHER EVENTS Eaton Vance Corp.'s press release dated January 16, 1995 (furnished as Exhibit 20.1 hereto) is incorporated herein by reference. -2- ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS Each Exhibit is listed in this index according to the number assigned to it in the exhibit table set forth in Item 601 of Regulation S-K. The following Exhibits are filed as a part of this Report pursuant to Rule 12B-32 under the Securities Exchange Act of 1934: Exhibit No. Description Page in Sequential Numbering System 20.1 Copy of Eaton Vance Corp.'s press 5 release dated January 16, 1995 (filed herein). -3- SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EATON VANCE CORP. (Registrant) /s/H. Day Brigham, Jr., (Signature) DATE: January 17, 1995 H. Day Brigham, Jr., Vice President -4- EX-20 2 EXHIBIT 20.1 FOR IMMEDIATE RELEASE BOSTON, January 16, 1995 - Eaton Vance reports that a National Association of Securities Dealers (NASD) arbitration panel in Tampa, Florida has awarded Roger Ulrich, a former wholesaler for the firm, $625,000 in damages and an additional $1,250,000 as punitive damages in response to Mr. Ulrich's claim for wrongful termination of employment. One member of the three-person panel dissented as to the award of punitive damages. Eaton Vance had requested dismissal of Mr. Ulrich's claim and counterclaimed for damages of $435,000. It believes that Mr. Ulrich's termination was fully justified and even compelled by the facts, and that there is absolutely no basis for the award of actual or punitive damages. Eaton Vance is examining all possible legal steps to overturn what it regards as a most inequitable decision, and affirms that it will pursue the matter to the fullest. Eaton Vance is traded on the NASDAQ National Market System under the symbol, EAVN. -5- -----END PRIVACY-ENHANCED MESSAGE-----