XML 137 R73.htm IDEA: XBRL DOCUMENT v3.19.3.a.u2
Fair Value of Assets and Liabilities Measured at Fair Value on a Recurring Basis (Details) - USD ($)
$ in Thousands
Oct. 31, 2019
Oct. 31, 2018
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Cash equivalents $ 181,907 $ 139,332
Investments held at cost 20,904 20,874
Investments in non-consolidated CLO entities 1,417 2,895
Investments in equity method investees 139,510 141,506
Derivative instruments, assets 2,075 6,347
Assets of consolidated CLO entities: Bank loans and other investments 1,704,270 874,304
Total financial assets 2,948,991 2,098,610
Derivative instruments, liabilities 3,314 4,446
Liabilities of consolidated CLO entities: Senior and subordinated note 1,617,095 873,008
Total financial liabilities 1,620,409 877,454
Debt Securities: Short-term [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 297,845 273,320
Debt Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 330,966 404,973
Debt Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 55,426 65,060
Equity Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 183,106 135,609
Equity Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 21,236 24,061
Equity Securities: Non-consolidated sponsored funds and other [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 10,329 10,329
Other Assets Not Held at Fair Value [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Cash equivalents 0 0
Investments held at cost 20,904 20,874
Investments in non-consolidated CLO entities 1,417 2,895
Investments in equity method investees 139,510 141,506
Derivative instruments, assets 0 0
Assets of consolidated CLO entities: Bank loans and other investments 0 0
Total financial assets 161,831 165,275
Derivative instruments, liabilities 0 0
Liabilities of consolidated CLO entities: Senior and subordinated note 0 0
Total financial liabilities 0 0
Other Assets Not Held at Fair Value [Member] | Debt Securities: Short-term [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 0 0
Other Assets Not Held at Fair Value [Member] | Debt Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 0 0
Other Assets Not Held at Fair Value [Member] | Debt Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 0 0
Other Assets Not Held at Fair Value [Member] | Equity Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 0 0
Other Assets Not Held at Fair Value [Member] | Equity Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 0 0
Other Assets Not Held at Fair Value [Member] | Equity Securities: Non-consolidated sponsored funds and other [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 0 0
Level 1 [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Cash equivalents 24,640 23,262
Investments held at cost 0 0
Investments in non-consolidated CLO entities 0 0
Investments in equity method investees 0 0
Derivative instruments, assets 0 0
Assets of consolidated CLO entities: Bank loans and other investments 0 0
Total financial assets 126,268 140,662
Derivative instruments, liabilities 0 0
Liabilities of consolidated CLO entities: Senior and subordinated note 0 0
Total financial liabilities 0 0
Level 1 [Member] | Debt Securities: Short-term [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 0 0
Level 1 [Member] | Debt Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 0 12,834
Level 1 [Member] | Debt Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 0 521
Level 1 [Member] | Equity Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 70,646 73,291
Level 1 [Member] | Equity Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 21,168 23,642
Level 1 [Member] | Equity Securities: Non-consolidated sponsored funds and other [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 9,814 7,112
Level 2 [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Cash equivalents 157,267 116,070
Investments held at cost 0 0
Investments in non-consolidated CLO entities 0 0
Investments in equity method investees 0 0
Derivative instruments, assets 2,075 6,347
Assets of consolidated CLO entities: Bank loans and other investments 1,702,769 872,757
Total financial assets 2,659,391 1,791,126
Derivative instruments, liabilities 3,314 4,446
Liabilities of consolidated CLO entities: Senior and subordinated note 1,617,095 873,008
Total financial liabilities 1,620,409 877,454
Level 2 [Member] | Debt Securities: Short-term [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 297,845 273,320
Level 2 [Member] | Debt Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 297,845 392,139
Level 2 [Member] | Debt Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 55,426 64,539
Level 2 [Member] | Equity Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 112,460 62,318
Level 2 [Member] | Equity Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 68 419
Level 2 [Member] | Equity Securities: Non-consolidated sponsored funds and other [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 515 3,217
Level 3 [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Cash equivalents 0 0
Investments held at cost 0 0
Investments in non-consolidated CLO entities 0 0
Investments in equity method investees 0 0
Derivative instruments, assets 0 0
Assets of consolidated CLO entities: Bank loans and other investments 1,501 1,547
Total financial assets 1,501 1,547
Derivative instruments, liabilities 0 0
Liabilities of consolidated CLO entities: Senior and subordinated note 0 0
Total financial liabilities 0 0
Level 3 [Member] | Debt Securities: Short-term [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 0 0
Level 3 [Member] | Debt Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 0 0
Level 3 [Member] | Debt Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities, trading 0 0
Level 3 [Member] | Equity Securities: Held by consolidated sponsored funds [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 0 0
Level 3 [Member] | Equity Securities: Held in separately managed accounts [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities 0 0
Level 3 [Member] | Equity Securities: Non-consolidated sponsored funds and other [Member]    
Fair Value, Assets and Liabilities Measured on Recurring Basis [Line Items]    
Investment securities $ 0 $ 0