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0000350797-09-000045.txt : 20090723
0000350797-09-000045.hdr.sgml : 20090723
20090723105314
ACCESSION NUMBER: 0000350797-09-000045
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20090630
ITEM INFORMATION: Regulation FD Disclosure
ITEM INFORMATION: Financial Statements and Exhibits
FILED AS OF DATE: 20090723
DATE AS OF CHANGE: 20090723
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 09958481
BUSINESS ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: 255 STATE STEET
STREET 2: 11TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
8-K
1
evc8k.htm
EATON VANCE CORP. 8-K DTD 7-23-09
evc8k.htm - Generated by SEC Publisher for SEC Filing
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT |
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 14, 2009
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EATON VANCE CORP. |
(Exact name of registrant as specified in its charter) |
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Maryland |
1-8100 |
04-2718215 |
(State or other jurisdiction |
(Commission File Number) |
(IRS Employer Identification No.) |
of incorporation) |
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255 State Street, Boston, Massachusetts |
02109 |
(Address of principal executive offices) |
(Zip Code) |
Registrants telephone number, including area code: (617) 482-8260
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Page 1 of 5
INFORMATION INCLUDED IN THE REPORT |
Item 7.01 Regulation FD Disclosure
Registrant reported their preliminary assets under management, as described in Registrants news release dated July 14, 2009, a copy of which is filed herewith as Exhibit 99.1 and incorporated herein by reference.
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Item 9.01 |
Financial Statements and Exhibits |
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Exhibit No. |
Document |
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99.1 |
Press Release issued by the Registrant dated |
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July 14, 2009 reporting the preliminary assets |
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under management. |
Page 2 of 5
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
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EATON VANCE CORP. |
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(Registrant) |
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Date: |
July 23, 2009 |
/s/ Robert J. Whelan |
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Robert J. Whelan, Chief Financial Officer |
Page 3 of 5
Each exhibit is listed in this index according to the number assigned to it in the exhibit table set forth in Item 601 of Regulation S-K. The following exhibit is filed as part of this Report:
Exhibit No. |
Description |
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99.1 |
Copy of Registrant's news release dated July 14,2009 reporting the |
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preliminary assets under management. |
Page 4 of 5
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Contact:
Robert Whelan - 617.672.8260
rwhelan@eatonvance.com |
EATON VANCE CORP. REPORTS JUNE 30, 2009
ASSETS UNDER MANAGEMENT |
Boston, MA, July 14, 2009 -- Eaton Vance Corp. (NYSE: EV) today reported assets under management of $136.3 billion on June 30, 2009. This compares to $127.2 billion on April 30, 2009, the close of the Companys second fiscal quarter.
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Assets Under Management |
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(in billions) |
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4/30/2009 |
6/30/2009 |
By client type: |
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Funds |
$ 82.9 |
$ 89.1 |
Retail managed accounts |
16.5 |
17.8 |
Institutional separate accounts |
18.6 |
20.1 |
High-net-worth separate accounts |
9.2 |
9.3 |
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Total |
$ 127.2 |
$ 136.3 |
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By asset category: |
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Equity(1) |
$ 76.9 |
$ 82.1 |
Fixed (2) |
35.6 |
38.0 |
Floating-rate |
14.7 |
16.2 |
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Total |
$ 127.2 |
$ 136.3 |
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(1) Includes balanced accounts. |
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(2) Includes cash management assets of $1.6 billion on 6/30/2009 |
and $0.8 billion on 4/30/2009. |
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Eaton Vance Corp. regularly reports assets under management on a fiscal quarter-end basis (January, April, July and October). The Company also reports assets under management on a calendar quarter basis in order to assist industry consultants who advise institutional clients on investment manager selection.
Eaton Vance Corp. is one of the oldest investment management firms in the United States, with a history dating back to 1924. Eaton Vance and its affiliates offer individuals and institutions a broad array of investment products and wealth management solutions. The Companys long record of providing exemplary service and attractive returns through a variety of market conditions has made Eaton Vance the investment manager of choice for many of todays most discerning investors. For more information about Eaton Vance, visit www.eatonvance.com.
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